2nd Quarter - Report

FINSECA for FINSECA

A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.

Firm
Client
Income
—
Expenses
$530,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
2nd Quarter - Report (this page) Jul 20, 2009 $530,000 Replaced
2nd Quarter - Amendment Nov 6, 2009 $530,000 Yes

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

HR 436, "Certain Estate Tax Relief Act of 2009"; HR 498, "Capital Gains and Estate Tax Relief Act of 2009"; S.722, "Taxpayer Certainty and Relief Act of 2009"' HR 1586, "To impose an additional tax on bonuses received from certain TARP recipients"; S.651, "Compensation Fairness Act of 2009"; HR 1250, "Public Good IRA Rollover Act of 2009"

LobbyistCovered position, as disclosed
JUSTIN BROWN —
MARC R CADIN —
TOM KORB —
CHRISTOPHER J MORTON —
SARAH JAYNE SANDS —
DAVID STERTZER —
MARK VALENTINI —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Bills named: S. 722 (111th), H.R. 1586 (111th), H.R. 498 (111th), H.R. 1250 (111th), S. 651 (111th), H.R. 436 (111th)

Insurance INS

HR 436, "Certain Estate Tax Relief Act of 2009"; HR 498, "Capital Gains and Estate Tax Relief Act of 2009"; S.722, "Taxpayer Certainty and Relief Act of 2009"; HR 1586, "To impose an additional tax on bonuses received from certain TARP recipients"; S.651, "Compensation Fairness Act of 2009"; HR 1250, "Public Good IRA Rollover Act of 2009"; HR 1880, "National Insurance Consumer Protection Act"; Proposed Legislation: "Consumer Financial Protection Agency Act of 2009"; FINRAs Proposed Regulatory Notice 09-25 expanding "know your customer" obligations for securities; HR3200, "To provide affordable, quality health care for all Americans and reduce the growth in health care spending, and for other purposes."

LobbyistCovered position, as disclosed
JUSTIN BROWN —
MARC R CADIN —
TOM KORB —
CHRISTOPHER J MORTON —
SARAH JAYNE SANDS —
DAVID STERTZER —
MARK VALENTINI —

Contacted: SENATE; Securities & Exchange Commission (SEC); Treasury, Dept of; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1880 (111th), H.R. 3200 (111th), H.R. 1586 (111th), H.R. 498 (111th), S. 722 (111th), H.R. 1250 (111th), H.R. 436 (111th), S. 651 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.