1st Quarter - Report

PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Firm
Client
Income
—
Expenses
$1,002,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

SEC Best Interest Standard Issues relating to the Dodd-Frank Act implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight Expanding Access to Capital Act Short-term, Limited Duration Insurance and Independent, Noncoordinated Excepted Benefits Coverage Rule Capital Markets efficiency SEC Swing Pricing/Hard Close Proposed Rule SEC Safeguarding Proposal DOL QPAM Proposal 403B parity E-delivery: Improving Disclosure for Investors Act

LobbyistCovered position, as disclosed
DAVID BURNS —
CAROL DANKO —
DAVID EISELSBERG New —
CHRISTIAN JORGENSON —
BRYAN PICKEL —
JAMES SONNE —

Contacted: Labor, Dept of (DOL); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); Treasury, Dept of; Federal Reserve System

Retirement RET

DOL Fiduciary Rule Automatic IRA AssociationRetirement Plans

LobbyistCovered position, as disclosed
DAVID BURNS —
CAROL DANKO —

Contacted: SENATE; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES

Taxation/Internal Revenue Code TAX

Paid Family Leave Tax treatment of life insurance and annuities Ordinary tax treatment of bonds Rule on Short-term, Limited Duration Insurance and Independent, Noncoordinated Excepted Benefits Coverage

LobbyistCovered position, as disclosed
DAVID BURNS —
CAROL DANKO —
DAVID EISELSBERG New —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Communications/Broadcasting/Radio/TV COM

Data Security, Privacy, AI and Breach Legislation

LobbyistCovered position, as disclosed
DAVID BURNS —
CAROL DANKO —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.