ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION for ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
SR-FICC-2024-005; Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities FINCEN 31 CFR 1032 and RIN 1506-AB66 and Securities and Exchange Commission 17 CFR 275 and RIN 3235-AN34. Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers File No. S7-25-22 - Outsourcing by Investment Advisers File No. S7-04-22 - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies RIN 1505-AC82 - Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern Document no 2024-12336 - Request for Information on Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector RIN 3038-AF25 - Final Rule Regarding Exemptions from Certain Compliance Requirements for Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools General discussions in relation to SEC Form PF
| Lobbyist | Covered position, as disclosed |
|---|---|
| DANIEL AUSTIN New | — |
| ADAM JACOBS-DEAN | — |
| JIRI KROL | — |
| JENNIFER WOOD | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.