THE CHARLES SCHWAB CORPORATION for CHARLES SCHWAB CORPORATION
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
SEC proposals on Equity Market Structure Reform, including Regulation Best Execution (File No. S7-32-22), Order Competition Rule (File No. S7-31-22), Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders (File No. S7-30-22) and Disclosure of Order Execution Information (File No. S7-29-22). SEC Proposed Rule on Safeguarding Advisory Client Assets (File No. S7-04-23). SEC Proposed Rule on Open-End Fund Liquidity Risk Management Programs and Swing Pricing (File No. S7-26-22). H.R. 1807, the Improving Disclosure for Investors Act. General issues regarding the Federal Reserves Overnight Reverse Repurchase Agreement Facility (ON RRP).
| Lobbyist | Covered position, as disclosed |
|---|---|
| JEFF BROWN | — |
| SCOTT ECKEL | — |
| PETER S. ROBERSON | — |
| MICHAEL TOWNSEND | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.