3rd Quarter - Report

PUBLIC CITIZEN for PUBLIC CITIZEN

Firm
Client
Income
—
Expenses
$60,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

6 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Executive Compensation (including 953B, Dodd/Frank rule), Financial Transaction Tax, Too big to Jail, HR 1077,S 949, Consumer Mortgage Choice Act, HR 2374-Retail investor protection act, S.410, HR880-Wall Street trading and speculation tax act, Commodity ownership- trading within banks, next FED reserve chairman, HR 992-Swaps Regulatory Improvement Act.

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
MICAH HAUPTMAN —
BARTLETT NAYLOR —

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); Federal Election Commission (FEC); SENATE; HOUSE OF REPRESENTATIVES; Federal Reserve System; Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 1077 (113th), H.R. 880 (113th), S. 410 (113th), H.R. 992 (113th), H.R. 2374 (113th)

Government Issues GOV

HR Resolution 34-Citizen's United, Amendment advocacy, SEC rule on disclosure, Public Financing, IRS reform, Bright Lines Project-purpose of c4's and c6's, STOCK act-political intelligence proposal, S.824-Shareholder protections, Federal Election Commission-enforcement/restructuring, Congressional Franking privilege,

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
CRAIG HOLMAN —

Contacted: HOUSE OF REPRESENTATIVES; Federal Reserve System; Federal Election Commission (FEC); Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE; Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC)

Bills named: S. 824 (113th)

Health Issues HCR

Pharmacy compounding, S 959, Single Payor & NIH

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
DAVID STERRETT —

Contacted: Commodity Futures Trading Commission (CFTC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Federal Reserve System; SENATE; Federal Deposit Insurance Corporation (FDIC); Federal Election Commission (FEC); Securities & Exchange Commission (SEC)

Consumer Issues/Safety/Products CSP

SEC arbitration rulemaking, Regulations-CSS, Lawsuit abuse reduction Act-HR2655, Arbitration Fairness Act-S. 878, HR 2542-Regulatory reform, Investor Choice Act, Investor protections, Forced arbitration for consumers, regulation protection-contracts,

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
CHRISTINE E HINES —
AMIT NARANG —

Contacted: Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Federal Reserve System; Treasury, Dept of; Securities & Exchange Commission (SEC); Federal Election Commission (FEC); SENATE; Commodity Futures Trading Commission (CFTC)

Bills named: S. 878 (113th), H.R. 2542 (113th), H.R. 2655 (113th)

Taxation/Internal Revenue Code TAX

IRS reform, Bright lines for political activity, Master Limited Partnerships

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —

Contacted: Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Federal Election Commission (FEC); Commodity Futures Trading Commission (CFTC)

Trade (domestic/foreign) TRD

Fast Track, TPP Legislation, TAFTA

LobbyistCovered position, as disclosed
LORI WALLACH —

Contacted: Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE; Federal Election Commission (FEC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Federal Deposit Insurance Corporation (FDIC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.