3rd Quarter - Report — PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC (2009)

Health Issues HCR

H.R. 3200, America's Affordable Health Choices Act of 2009, All Provisions H.R. 3001, Community Living Assistance Services and Supports (CLASS) Act, All Provisions S. 697, Community Living Assistance Services and Supports (CLASS) Act, All Provisions S. 1679, Affordable Health Care Choices Act, All Provisions

Lobbyist	Covered position, as disclosed
ALAN BRUBAKER	—
DAVID BURNS	Fmr. Legislative Ass't to Congressman John Tanner
BRIAN W CLYMER	Fmr. Administrator, Federal Transit Administration
LYNN S JACOBS	—
REX WACKERLE	—
LEE F WOOD	—

Contacted: U.S. Trade Representative (USTR); Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; State, Dept of (DOS); Labor, Dept of (DOL); Treasury, Dept of; SENATE

Bills named: H.R. 3200 (111th), S. 697 (111th), S. 1679 (111th), H.R. 3001 (111th)

Copyright/Patent/Trademark CPT

S. 515, Patent Reform Act of 2009

Lobbyist	Covered position, as disclosed
ALAN BRUBAKER	—
RIVA F KINSTLICK	—

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; U.S. Trade Representative (USTR); State, Dept of (DOS); Labor, Dept of (DOL); SENATE; Commerce, Dept of (DOC)

Bills named: S. 515 (111th)

Insurance INS

H.R. 1880, National Insurance Consumer Protection Act, All Provisions H.R. 2609, Insurance Information Act of 2009, All Provisions [No Bill Number], Federal Insurance Office Act [No Bill Number], Stranger-Originated Life Insurance

Lobbyist	Covered position, as disclosed
MAUREEN E ADOLF	—
ALAN BRUBAKER	—
BRIAN W CLYMER	Fmr. Administrator, Federal Transit Administration
JOHN T FEENEY	—
LYNN S JACOBS	—
CHIRSTOPHER PAYNE	—
REX WACKERLE	—
LEE F WOOD	—

Contacted: U.S. Trade Representative (USTR); State, Dept of (DOS); Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; SENATE; Labor, Dept of (DOL); Treasury, Dept of

Bills named: H.R. 1880 (111th), H.R. 2609 (111th)

Energy/Nuclear ENG

H.R. 2454, American Clean Energy and Security Act of 2009, All Provisions H.R. 2448, Prevent Unfair Manipulation of Prices Act, All Provisions

Lobbyist	Covered position, as disclosed
DAVID BURNS	Fmr. Legislative Ass't to Congressman John Tanner
BRIAN W CLYMER	Fmr. Administrator, Federal Transit Administration
CHIRSTOPHER PAYNE	—
REX WACKERLE	—

Contacted: U.S. Trade Representative (USTR); Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE; Labor, Dept of (DOL); State, Dept of (DOS); Commerce, Dept of (DOC)

Bills named: H.R. 2454 (111th), H.R. 2448 (111th)

Budget/Appropriations BUD

H. Con. Res. 85, Setting Forth the Congressional Budget for the United States Government for Fiscal Year 2010, All Provisions

Lobbyist	Covered position, as disclosed
LYNN S JACOBS	—
REX WACKERLE	—

Contacted: Treasury, Dept of; SENATE; Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; U.S. Trade Representative (USTR); State, Dept of (DOS); Labor, Dept of (DOL)

Bills named: H.Con.Res. 85 (111th)

Trade (domestic/foreign) TRD

[No Bill Number], US-Korea Free Trade Agreement [No Bill Number], Panama-US Free Trade Agreement Implementing Legislation [No Bill Number], Asia-Pacific Economic Cooperation, Privacy Issues [No Bill Number], China Financial Services: Market Access, Equity Ownership, and Retirement Income Issues [No Bill Number], India Financial Services: Market Access and Equity Ownership Issues [No Bill Number], Issues Related to Privatization of Japan Postal Life Insurance Company (KAMPO) [No Bill Number], Japan Insurance Regulatory Reform [No Bill Number], US-China Bilateral Investment Treaty [No Bill Number], Transparency and Market Access Issues Generally Related to International Insurance and Investment Operations [No Bill Number], Chinese Currency Practices

Lobbyist	Covered position, as disclosed
DAVID BURNS	Fmr. Legislative Ass't to Congressman John Tanner
BRIAN W CLYMER	Fmr. Administrator, Federal Transit Administration
BRYAN PICKEL	—
REX WACKERLE	—

Contacted: HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Treasury, Dept of; U.S. Trade Representative (USTR); State, Dept of (DOS); SENATE; Commerce, Dept of (DOC)

Financial Institutions/Investments/Securities FIN

H.R. 1445, Credit Rating Agency Transparency and Disclosure Act, All Provisions H.R. 2221, Data Accountability and Trust Act, All Provisions H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009, All Provisions H.R. 1705, Financial Product Safety Commission Act, All Provisions H.R. 1106, Helping Families Save Their Homes Act of 2009, All Provisions H.R. 2554, National Association of Registered Agents and Brokers Reform Act, All Provisions H.R. 3126, Consumer Financial Protection Agency Act of 2009, All Provisions TG-18, Financial Stability Plan, All Provisions TG-163, Say on Pay Proposal, All Provisions [No Bill Number], Investor Protection Act of 2009 [No Bill Number], Regulation of Derivatives [No Bill Number], Securitization Reform [No Bill Number], Residential Mortgage Backed Securities [No Bill Number], Commercial Mortgage Backed Securities

Lobbyist	Covered position, as disclosed
MAUREEN E ADOLF	—
ALAN BRUBAKER	—
DAVID BURNS	Fmr. Legislative Ass't to Congressman John Tanner
BRIAN W CLYMER	Fmr. Administrator, Federal Transit Administration
JOHN T FEENEY	—
LYNN S JACOBS	—
CHIRSTOPHER PAYNE	—
REX WACKERLE	—

Contacted: U.S. Trade Representative (USTR); Commerce, Dept of (DOC); Treasury, Dept of; Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES; State, Dept of (DOS)

Bills named: H.R. 2554 (111th), H.R. 1445 (111th), H.R. 1705 (111th), H.R. 2221 (111th), H.R. 3126 (111th), H.R. 1106 (111th), H.R. 977 (111th)

Taxation/Internal Revenue Code TAX

H.R. 1944, To Permanently Extend the Subpart F Exemption for Active Financing Income, All Provisions H.R. 1575, End Government Reimbursement of Excess Excutive Disbursements (END GREED) Act, All Provisions H.R. 1083, Business Activity Tax Simplication Act of 2009, All Provisions H.R. 1, American Recovery and Reinvestment Act H.R. 1664, To Amend the Executive Compensation Provisions of the Economic Stabilization Act of 2008, All Provisions

Lobbyist	Covered position, as disclosed
ALAN BRUBAKER	—
DAVID BURNS	Fmr. Legislative Ass't to Congressman John Tanner
BRIAN W CLYMER	Fmr. Administrator, Federal Transit Administration
LYNN S JACOBS	—
CHIRSTOPHER PAYNE	—
RICHARD H SAXE	—
REX WACKERLE	—

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); State, Dept of (DOS); Treasury, Dept of; Commerce, Dept of (DOC); U.S. Trade Representative (USTR)

Bills named: H.R. 1575 (111th), H.R. 1944 (111th), H.R. 1083 (111th), H.R. 1 (111th), H.R. 1664 (111th)

Retirement RET

H.R. 1961, Savings for American Families' Futures Act of 2009, All Provisions H.R. 1988, Conflicted Investment Advice Prohibition Act of 2009, All Provisions H.R. 2779, Defined Contribution Plan Fee Transparency Act of 2009, All Provisions H.R. 2989, The 401(k) Fair Disclosure and Pension Security Act of 2009, All Provisions H.R. 1984, The 401(k) Fair Disclosure for Retirement Security Act of 2009, All Provisions H.R. 2748, The Retirement Security Needs Lifetime Pay Act, All Provisions S. 401, Defined Contribution Fee Disclosure Act of 2009, All Provisions [No Bill Number], Auto Annuitization [No Bill Number], Administration's Automatic IRA Proposal [No Bill Number], Small Businesses Add Value for Employees (SAVE) Act [No Bill Number], Incentives for Annuities and Guaranteed Lifetime Income [No Bill Number], QDIA Guidance and Clarifications [No Bill Number], Multiple Employer Plan Proposal

Lobbyist	Covered position, as disclosed
MAUREEN E ADOLF	—
ALAN BRUBAKER	—
DAVID BURNS	Fmr. Legislative Ass't to Congressman John Tanner
BRIAN W CLYMER	Fmr. Administrator, Federal Transit Administration
LYNN S JACOBS	—
RIVA F KINSTLICK	—
SANFORD E KOEPPEL	—
REX WACKERLE	—

Contacted: State, Dept of (DOS); U.S. Trade Representative (USTR); Commerce, Dept of (DOC); Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: H.R. 2989 (111th), H.R. 1988 (111th), S. 401 (111th), H.R. 1961 (111th), H.R. 2748 (111th), H.R. 2779 (111th), H.R. 1984 (111th)