3rd Quarter - Report

FINANCIAL SERVICES INSTITUTE for FINANCIAL SERVICES INSTITUTE

Firm
Client
Income
—
Expenses
$328,297
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Independent Contractor Status - the Modern Worker Empowerment Act (HR 1319), the Department of Labor's Rule on Independent Contractor Classification under the FLSA;SEC Regulation Best Interest; payments of commissions to ensemble practices and the Clarity for Compensation Act (HR 7187); the Financial Exploitation Prevention Act (HR 2478, S2228); the GROWTH Act (HR 2089, S 1839); regulation by enforcement; tax provisions, including extension of the Tax Cuts and Jobs Act of 2017 such as the 199A pass through deduction and restoring the tax deductibility of advisory fees.

LobbyistCovered position, as disclosed
DANIEL BARRY New —
DAVID THOMAS BELLAIRE —
DALE BROWN —
HANNA LAVER —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE

Bills named: H.R. 1319 (119th), H.R. 2089 (119th), H.R. 2478 (119th), H.R. 7187 (119th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.