4th Quarter - Report

RYAN MACKINNON VASAPOLI AND BERZOK, LLP for FINRA (FORMERLY NASD)

Firm
Client
Income
$30,000
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Legislation and policies pertaining to the regulation of the securities industry and structure of the self-regulatory system, investor protection, and financial literacy.

LobbyistCovered position, as disclosed
MATTHEW BERZOK —
RODNEY HOPPE —
JEFF MACKINNON —
DOUGLAS R NAPPI —
WILLIAM D PHILLIPS —
THOMAS RYAN —
JOSEPH V VASAPOLI —

Contacted: Executive Office of the President (EOP); Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.