4th Quarter - Report

INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE

Firm
Client
Income
—
Expenses
$1,180,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

H.R. 500, Financial Exploitation Prevention Act of 2023 H.R. 1807, Improving Disclosure for Investors Act of 2023 H.R. 2627, Increasing Investor Opportunities Act H.R. 2799, Expanding Access to Capital Act of 2023 H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act of 2023 H.R. 3812, Financial Stability Oversight Council Improvement Act of 2023 H.R. 4645, Empowering Shareholders Act of 2023 H.R. 4790, Prioritizing Economic Growth Over Woke Policies Act H.R. 7030, Review the Expansion of Government Act of 2024 H.R. 8339, SEC Reform and Restructuring Act H.J. Res. 120, Congressional Disapproval of FSOC rule on "Guidance on Nonbank Financial Company Determinations" H. Res. 1587, Resolution recognizing the 100th anniversary of the Mutual Fund S. 1481, Financial Exploitation Prevention Act of 2023 S. 3601, Financial Stability Oversight Council Improvement Act of 2024 S. 3815, Improving Disclosure for Investors Act of 2024 S. 4917, Retirement Fairness for Charities and Educational Institutions Act of 2024 S. 5139, Empowering Main Street in America Act Comprehensive Outbound Investment National Security Act of 2024 (Title V, H.R. 10445) SEC Form N-PORT Reporting and Liquidity Risk Management Guidance

LobbyistCovered position, as disclosed
JOHN EMLING —
PETER J GUNAS —
LORI KEARNS —
CYNTHIA PULLOM —
KRISTIN SOLHEIM —
WYATT STEWART —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 8339 (118th), H.R. 7030 (118th), H.R. 2799 (118th), H.R. 500 (118th), S. 3815 (118th), S. 5139 (118th), H.R. 2627 (118th), H.R. 4645 (118th), H.R. 10445 (118th), H.J.Res. 120 (118th), H.Res. 1587 (118th), S. 3601 (118th), S. 4917 (118th), H.R. 4790 (118th), S. 1481 (118th), H.R. 3063 (118th), H.R. 1807 (118th), H.R. 3812 (118th)

Retirement RET

H.R. 5339, Protecting Americans' Investments from Woke Policies Act H.J. Res. 142, Congressional Disapproval of DOL rule relating to "Retirement Security Rule: Definition of an Investment Advice Fiduciary" S.J. Res. 79, Congressional Disapproval of DOL rule relating to "Retirement Security Rule: Definition of an Investment Advice Fiduciary"

LobbyistCovered position, as disclosed
JOHN EMLING —
ANDREW GOLDENBAUM —
PETER J GUNAS —
LORI KEARNS —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.J.Res. 142 (118th), S.J.Res. 79 (118th), H.R. 5339 (118th)

Taxation/Internal Revenue Code TAX

H.R. 6065, Retirement Savings for Americans Act H.R. 7293, Automatic IRA Act of 2024 S. 3102, Retirement Savings for Americans Act S. 4014, Precious Metals Parity Act SECURE 2.0 Act technical corrections IRC section 852(b)(6) Tax deferral of retirement contributions Regulated Investment Company modernization (asset diversification, good income rule)

LobbyistCovered position, as disclosed
ELENA CHISM —
JOHN EMLING —
ANDREW GOLDENBAUM —
PETER J GUNAS —
LORI KEARNS —
KRISTIN SOLHEIM —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 6065 (118th), S. 3102 (118th), S. 4014 (118th), H.R. 7293 (118th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.