2nd Quarter - Report

RBC CAPITAL MARKETS, LLC for RBC CAPITAL MARKETS, LLC

Period 2nd Quarter 2022 Filed Jul 20, 2022 Signed by Danielle Barrett

Official filing
Firm
RBC CAPITAL MARKETS, LLC
Client
RBC CAPITAL MARKETS, LLC
Income
—
Expenses
$140,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting.

Foreign entity interest: Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting.

LobbyistCovered position, as disclosed
SHAWN MAHER —

Contacted: Federal Reserve System; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Treasury, Dept of; SENATE

Taxation/Internal Revenue Code TAX

Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT).

Foreign entity interest: Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT).

LobbyistCovered position, as disclosed
SHAWN MAHER —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of

Financial Institutions/Investments/Securities FIN

Issues related to market structure, including Regulation NMS.

Foreign entity interest: Issues related to market structure, including Regulation NMS.

LobbyistCovered position, as disclosed
SHAWN MAHER —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.