1st Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Firm
Client
Income
—
Expenses
$110,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Homeland Security HOM

Financial Services Sector Coordinating Council, briefings with House staff on financial services critical infrastructure business continuity operations, including telecommuting, during a pandemic influenza outbreak.

LobbyistCovered position, as disclosed
BRADLEY EDGELL —
SUSAN MILLIGAN —

Contacted: HOUSE OF REPRESENTATIVES; Federal Reserve System; SENATE; Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment relating to portfolio margining; H.R. ____ Discussion Draft, CFTC Reauthorization Act of 2007, seeking an amendment relating to portfolio margining; H.R. 2419, Food and Energy Security Act of 2007, Title XIII, all provisions relating to portfolio margining; Senate Republican Capital Markets Task Force, comments provided on rule and product approval, investor disclosure and portfolio margining amendments to P.L. 91-598; House Republican Policy Committee Task Force on Capital Markets, Economic and Information Security; comments provided on rule and product approval, investor disclosure and portfolio margining amendments to P.L. 91-598; S. 12, Homeownership, Manufacturing, and Economic Growth Act, Title II, all provisions related to SRO rulemaking and capital market competitiveness.

LobbyistCovered position, as disclosed
BRADLEY EDGELL —
SUSAN MILLIGAN —
GREG W THOMAS —

Contacted: Treasury, Dept of; Federal Reserve System; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Bills named: S. 12 (110th), H.R. 2419 (110th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.