4th Quarter - Report

FMR LLC for FMR LLC

Firm
Client
Income
—
Expenses
$600,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

ERISA fiduciary investment advice rule; DOL state retirement plan pre-emption rule

LobbyistCovered position, as disclosed
PAMELA D EVERHART —
JAMES F FEBEO —
JAMES JOHNSON —
SHAHIRA KNIGHT —
STEPHANIE MARKIEWICZ —
SCOTT ORR New —
ANDREW VERMILYE —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; Office of the Comptroller of the Currency (OCC); SENATE; HOUSE OF REPRESENTATIVES; Consumer Financial Protection Bureau (CFPB)

Financial Institutions/Investments/Securities FIN

Equity market structure and trading regulation; Money market fund legislation; Cybersecurity; e-delivery; Systemic risk legislation; Systemic risk regulation; Senior Safe Act; CHOICE Act; Data aggregation

LobbyistCovered position, as disclosed
PAMELA D EVERHART —
JAMES F FEBEO —
JAMES JOHNSON —
SHAHIRA KNIGHT —
WILLIAM LILES New Senior Counsel, House Committee on Financial Services
STEPHANIE MARKIEWICZ —
SCOTT ORR —
ANDREW VERMILYE —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE; Office of the Comptroller of the Currency (OCC); Consumer Financial Protection Bureau (CFPB)

Taxation/Internal Revenue Code TAX

2704 minority discount regulations; FIRPTA reform; Tax treatment of financial products; 385 regulations

LobbyistCovered position, as disclosed
PAMELA D EVERHART —
JAMES F FEBEO —
JAMES JOHNSON —
SHAHIRA KNIGHT —
ANDREW VERMILYE —

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); Office of the Comptroller of the Currency (OCC); HOUSE OF REPRESENTATIVES; SENATE; Consumer Financial Protection Bureau (CFPB)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.