1st Quarter - Report

NASDAQ, INC. for NASDAQ INC

Period 1st Quarter 2011 Filed Apr 18, 2011 Signed by Terry G. Campbell II, Vice President

Official filing
Firm
NASDAQ, INC.
Client
NASDAQ INC
Income
—
Expenses
$429,007
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Proprietary ownership and distribution of market data Corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards (HR 4173) Trading rules for options exchanges SRO rulemaking reform (HR 4173) Cyber security and system infrastructure SEC policies during turbulent market conditions Financial services regulatory reform (HR 4173) Security market structure and price transparency Taxation of securities transactions Creation of a Listed Venture Market

LobbyistCovered position, as disclosed
JAMEEL WILLIAM AALIM-JOHNSON —
TERRY G CAMPBELL —
JOHN M YETTER inactive as of 1/1/2011

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); SENATE; White House Office; Federal Reserve System

Bills named: H.R. 4173 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.