ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION for ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
SR-FICC-2024-005; Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities RIN: 3235-AN02 - Shortening the Securities Transaction Settlement Cycle FINCEN-2024-0006 and RIN 1506-AB58. Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers Matter No. P239300 - Request to Restart Notice and Comment Process on the Proposed Rulemaking for the HSR Filing Process File No. S7-25-22 - Outsourcing by Investment Advisers File No. S7-04-22 - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies Fed. Reg. 38,342-38,506 - Noncompete Rule General discussions relating to Nonbank Financial Institutions, private credit, digital assets and financial stability issues
| Lobbyist | Covered position, as disclosed |
|---|---|
| DANIEL AUSTIN New | — |
| ADAM JACOBS-DEAN | — |
| JIRI KROL | — |
| JENNIFER WOOD | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.