1st Quarter - Report

TRANSAMERICA COMPANIES for TRANSAMERICA COMPANIES

Firm
Client
Income
—
Expenses
$360,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III Implementation of S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act. Issue: Implementation and regulatory reform of the financial services industry. H.R. 1815 - SEC Disclosure Effectiveness Test Act. Issue: SEC investor testing. H.R. 1862 - Federal Insurance Office Abolishment Act of 2019. Issue: FIO reform. S. 603 - Financial Stability Oversight Council Improvement Act of 2019. Issue FSOC reform. Issue: Unclaimed life insurance products. No bill number assigned. Issue: Covered agreement on prudential measures with respect to the business of insurance and reinsurance. No bill number assigned.

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS —
ANNE G WEBB —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 603 (116th), H.R. 1815 (116th), H.R. 4173 (116th), S. 2155 (116th), H.R. 1862 (116th), S. 2270 (116th)

Retirement RET

Retirement Security 1.H.R.1007 - Retirement Enhancement and Savings Act of 2019 (RESA). Issue: retirement security reforms 2.S. 972, Retirement Enhancement and Savings Act of 2019 (RESA). Issue: retirement security reforms 3.H.R. 1439, the Increasing Access to a Secure Retirement Act Issue: Provides a fiduciary safe harbor to the selection of an annuity provider. 4.H.R.1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE). Issue: retirement security reforms 5.H.R. 1993, Providing Retirement Security to Workers in Small Businesses, Cooperatives, and Service Organizations Act of 2019. Issue: Retirement Security, Open Multiple Employer Plans. 6.Saving for the Future Act. Issue: Mandated retirement account employer match. 7.S. 322, SIMPLE Plan Modernization Act. Issue: Makes improvements to SIMPLE retirement accounts and ease the transition from a SIMPLE plan to a 401(k) plan. 8.S. 321, the Retirement Security Act of 2019. Issue: Allows for open MEPs. Income Security 9.H.R.1185 - FAMILY Act. Issue: paid family and medical leave 10.H.R.1940 - New Parents Act of 2019. Issue: paid family and medical leave 11.H.R.2163 - To amend the Internal Revenue Code of 1986 to allow for tax-advantaged distributions from health savings accounts during family or medical leave, and for other purposes. Issue: paid family and medical leave 12.S.463 - FAMILY Act. Issue: paid family and medical leave 13.S.920 - New Parents Act of 2019. Issue: paid family and medical leave 14.Discussion draft - CRADLE Act. Issue: paid family and medical leave 15.Proposed FY 2020 Budget proposal on paid family and medical leave. Issue: paid family and medical leave

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS —
ANNE G WEBB —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 920 (116th), H.R. 1993 (116th), S. 463 (116th), H.R. 2163 (116th), H.R. 1940 (116th), H.R. 1994 (116th), H.R. 1007 (116th), S. 321 (116th), S. 972 (116th), H.R. 1439 (116th), H.R. 1185 (116th), S. 322 (116th)

Foreign Relations FOR

H.R. 1: For the People Act of 2019: (1) would remove from the Foreign Agents Registration Act (FARA) requirements the exemption for matters reporting to House and Senate Ethics Committees under the Lobbying Disclosure Act and (2) would prohibit foreign owned companies from establishing political action committees.

Foreign entity interest: Transamericas parent company, Aegon N.V., headquartered in the Netherlands, has an interest in this legislation and it would prevent Transamerica, a U.S. based company from reporting its lobbying activities under the LDA and would instead trigger FARA registration and reporting.

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS —
ANNE G WEBB —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1 (116th)

Insurance INS

Public Law 111-203, H.R. 4173- Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R. 1832 - Insurance Fairness for First Responders Act of 2019. The bill would establish minimum standards relating to a factor for life insurance eligibility and rates. Issue: underwriting. H.R. 1224 - Living Donor Protection Act of 2019. The bill would promote and protect from discrimination living organ donors. Issue: underwriting. S.__ - Draft legislation regarding the business of insurance regulatory reform act. Issue: Insurance exclusion from CFPB jurisdiction. S.__ - Draft legislation regarding the business of insurance regulatory reform act. Issue: Insurance exclusion from CFPB jurisdiction. H.R./S.__ - Draft legislation regarding the nonvoting insurance member on FSOC receiving a vote. Issue: FSOC reform. H.R.S.__ - Draft legislation regarding Federal Reserve Board supervision of insurance companies. Issue: National Association of Registered Agents and Brokers (NARAB) board. No bill number assigned.

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS —
ANNE G WEBB —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 2270 (116th), H.R. 1832 (116th), H.R. 4173 (116th), H.R. 1224 (116th)

Consumer Issues/Safety/Products CSP

Public Law 111-203, H.R. 4173- Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation, Global Capital Standards and Regulatory reform. Issue: Draft legislation that would require notice of data security breaches. Issue: Cybersecurity and Privacy. Issue: Senate Banking Committee request for information on privacy legislative initiative

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS —
ANNE G WEBB —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4173 (116th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.