1st Quarter - Report

RBC CAPITAL MARKETS, LLC for RBC CAPITAL MARKETS, LLC

Period 1st Quarter 2021 Filed Apr 20, 2021 Signed by Shawn Maher

Official filing
Firm
RBC CAPITAL MARKETS, LLC
Client
RBC CAPITAL MARKETS, LLC
Income
—
Expenses
$360,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Title VI. Issues related to market structure, including Regulation NMS. Issues related to the Community Reinvestment Act.

Foreign entity interest: Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Title VI. Issues related to market structure, including Regulation NMS. Issues related to the Community Reinvestment Act.

LobbyistCovered position, as disclosed
SHAWN MAHER —

Contacted: HOUSE OF REPRESENTATIVES; Federal Reserve System; Federal Deposit Insurance Corporation (FDIC); SENATE; Securities & Exchange Commission (SEC); Office of the Comptroller of the Currency (OCC); Treasury, Dept of

Taxation/Internal Revenue Code TAX

Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT) established by the Tax Cut and Jobs Act of 2017, provisions of the Tax Cut and Jobs Act to establish a Base Erosion Anti-Abuse Tax (BEAT), and legislation introduced in the US House and US Senate to establish a financial transactions tax.

Foreign entity interest: Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT) established by the Tax Cut and Jobs Act of 2017, provisions of the Tax Cut and Jobs Act to establish a Base Erosion Anti-Abuse Tax (BEAT), and legislation introduced in the US House and US Senate to establish a financial transactions tax.

LobbyistCovered position, as disclosed
SHAWN MAHER —

Contacted: Treasury, Dept of; Federal Reserve System; SENATE; Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.