NASDAQ, INC. for NASDAQ INC
A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 1st Quarter - Report | Apr 18, 2008 | $175,000 | Replaced |
| 1st Quarter - Amendment (this page) | Aug 18, 2009 | $175,000 | Replaced |
| 1st Quarter - Amendment | Oct 7, 2011 | $175,000 | Yes |
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Nasdaq acquisitions of the OMX Group, Boston Stock Exchange and the Philadelphia Stock Exchange Global Exchange consolidation Mutual recognition of foreign securities Securities issuances under Section 144a of the Securities Act of 1933 Proprietary ownership and distribution of market data Legislation to eliminate the exemption from state regulation for certain securities designated by national securities exchanges (HR 2868) Symbology Corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards Consideration of Nasdaq application to open representative office in Beijing Capital formation process in the United States Effects on hedge fund regulation on US markets and trading volumes Treatment of investment company and private equity firms Trading rules for options exchanges Security index products, exchange traded funds and other index-based products SEC implementation of Regulation NMS SEC reform of self-regulatory organizations SRO rulemaking reform Policies aimed at creating financial instruments and market trading systems for emissions reductions, including cap and trading proposals
| Lobbyist | Covered position, as disclosed |
|---|---|
| JAMEEL WILLIAM AALIM-JOHNSON | — |
| TERRY G CAMPBELL | — |
| JAMES L JOHNSON | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.