INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
5 issue areas, each in the filer's own words, with who lobbied on it and where.
Budget/Appropriations BUD
H.R. 4345- Financial Services and General Government Appropriations Act, FY 2022
| Lobbyist | Covered position, as disclosed |
|---|---|
| KELLY HITCHCOCK | — |
| DEAN R SACKETT | — |
Labor Issues/Antitrust/Workplace LBR
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) FTC Hart-Scott-Rodino Proposed Rule
| Lobbyist | Covered position, as disclosed |
|---|---|
| KELLY HITCHCOCK | — |
| KATHLEEN L MELLODY | — |
| DEAN R SACKETT | — |
Taxation/Internal Revenue Code TAX
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5334- PRIA Act of 2021 (Himes) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2387- Small Business Tax Fairness Act (Wyden) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) S. 2758- Stock Buyback Accountability Act of 2021 (Brown) S. 2870- PRIA Act of 2021 (Warner) Build Back Better Act IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Remote notarization for retirement plans Tax deferral of retirement contributions Tax exemption for municipal bond interest Reinstate advance refunding bonds Certifications of US Tax Residency
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Retirement RET
S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
| Lobbyist | Covered position, as disclosed |
|---|---|
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Financial Institutions/Investments/Securities FIN
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
| Lobbyist | Covered position, as disclosed |
|---|---|
| KELLY HITCHCOCK | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.