4th Quarter - Report

FINANCIAL PLANNING ASSN (FPA) for FINANCIAL PLANNING ASSN (FPA)

Firm
Client
Income
—
Expenses
$108,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Discussion draft- Investment Advisers Oversight Act of 2011

LobbyistCovered position, as disclosed
DANIEL BARRY —
DAVID A COHEN —
PHILLIPS HINCH Legislative Assistant Committee on Ways & Mean

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Retirement RET

Employer provided retirement plans ERISA fiduciary

LobbyistCovered position, as disclosed
PHILLIPS HINCH Legislative Assistant Committee on Ways & Means

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Taxation/Internal Revenue Code TAX

Tax reform Alternative Minimum Tax Tax Strategy Patents

LobbyistCovered position, as disclosed
PHILLIPS HINCH Legislative Assistant Committee on Ways & Means

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.