THRIVENT FINANCIAL FOR LUTHERANS for THRIVENT FINANCIAL FOR LUTHERANS
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Title IX, Sec. 913, specifically issue regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers, and Title IX, Section 919c regarding the use of financial planning resignations.
| Lobbyist | Covered position, as disclosed |
|---|---|
| RICHARD KLEVEN | — |
| BRUCE MAISEL | — |
Insurance INS
Federal Reserve Board - Proposal to require SLHC's to file reports on the forms used by bank holding companies; FDIC - Notice of Public Rulemaking on Dodd-Frank Act Title II - Orderly Liquidation Authority; Financial Services Oversight Council - Notice of Public Rulemaking on Nonbank Financial Companies; Financial Services Oversight Council - Notice of Public Rulemaking on Volcker Rule Study
| Lobbyist | Covered position, as disclosed |
|---|---|
| SHARON BROSNAN | — |
| RICHARD KLEVEN | — |
Taxation/Internal Revenue Code TAX
Maintenance of tax status as a fraternal benefit society under IRS Code Sec. 501(c)(8) - Advocating preservation of code section as it exists.
| Lobbyist | Covered position, as disclosed |
|---|---|
| SHARON BROSNAN | — |
| RICHARD KLEVEN | — |
Labor Issues/Antitrust/Workplace LBR
Department of Labor proposed regulation defining "fiduciary" under the Employee Retirement Income Security Act of 1974, 75 Fed. Reg. 65263, Oct. 20, 2010.
| Lobbyist | Covered position, as disclosed |
|---|---|
| BRIAN CASEY New | — |
| BRUCE MAISEL | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.