2nd Quarter - Report — DAVIS & HARMAN LLP for VANGUARD GROUP (2010)

Firm

DAVIS & HARMAN LLP

Client

VANGUARD GROUP

Income

$30,000

Expenses

—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Benefit and 529 plan repercussions of the Consumer Financial Protection Bureau under S. 3217, the Restoring American Financial Stability Act of 2010, and H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act. Swaps provisions of S. 3217, the Restoring American Financial Stability Act of 2010, H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act, affecting stable value products.

Lobbyist	Covered position, as disclosed
JAMES M DELAPLANE	—

Contacted: Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: S. 3217 (111th), H.R. 4173 (111th)

Retirement RET

Proposals to reform the defined contribution plan system. Proposals related to defined contribution plan fees and fee disclosure practices, including S. 401, Defined Contribution Fee Disclosure Act, H.R. 1984, 401(k) Fair Disclosure for Retirement Security Act, H.R. 2779, Defined Contribution Plan fee Transparency Act, H.R. 2989, 401(k) Fair Disclosure and Pension Security Act, and H.R. 4213, the American Jobs and Closing Tax Loopholes Act of 2010. Index fund mandate provisions of H.R. 2989. Proposals related to investment advice rules, including H.R. 1988, Conflicted Investment Advice Prohibition Act of 2009, and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including automatic IRAs. Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R. 4742, the Small Businesses Add Value for Employees Act. Issues related to retirement target date funds. H.R. 4126, the Retirement Fairness Act.

Lobbyist	Covered position, as disclosed
JAMES M DELAPLANE	—
BARBARA A. PATE	—

Contacted: SENATE; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: H.R. 4213 (111th), H.R. 2779 (111th), H.R. 4126 (111th), S. 401 (111th), H.R. 1984 (111th), H.R. 2989 (111th), H.R. 4742 (111th), H.R. 1988 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.