PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Consumer Issues/Safety/Products CSP

S.536 - Cybersecurity Disclosure Act H.R. - Consumer Information Notification Requirement Act

Contacted: Office of Management & Budget (OMB); Ginnie Mae; Securities & Exchange Commission (SEC); Treasury, Dept of; Consumer Financial Protection Bureau (CFPB); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Housing & Urban Development, Dept of (HUD); Federal Reserve System; Labor, Dept of (DOL); SENATE; Federal Highway Administration (FHA); Federal Housing Finance Agency (FHFA)

Bills named: S. 536 (115th)

Health Issues HCR

H.R. 4225, S. 2241 - DC Healthcare Exchange Fees

Contacted: Securities & Exchange Commission (SEC); Labor, Dept of (DOL); Federal Housing Finance Agency (FHFA); HOUSE OF REPRESENTATIVES; Federal Highway Administration (FHA); Office of Management & Budget (OMB); Commodity Futures Trading Commission (CFTC); SENATE; Federal Reserve System; Ginnie Mae; Housing & Urban Development, Dept of (HUD); Consumer Financial Protection Bureau (CFPB); Treasury, Dept of

Bills named: H.R. 4225 (115th), S. 2241 (115th)

Financial Institutions/Investments/Securities FIN

H.R. 10, H.R. 4061, S. 2155, H.R. 3861 - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement H.R. 4537 - International Insurance Standards Act of 2017 S. 1360 - International Insurance Capital Standards Accountability Act of 20177 No Bill # - Financial Stability Oversight Council Reform No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017)and Fintech report (July 31, 2018). H.R. 2954 - Home Mortgage Disclosure Adjustment Act No Bill # - GSE and FHA Housing Finance Reform H.R. 3861 - Federal Insurance Reform Act H.R. 4061 - Financial Stability Oversight Council Improvement Act No Bill # - Capital Requirements for Supervised Institutions Significantly Engaged in Insurance Activities (RIN 7100 AE 53, June 14, 2016) H.R. 5666, S. 3177 - Primary Regulators of Insurance Voting Act of 2018 No Bill # - Presidential Memorandum on FSOC Reform (April 21, 2017) and Treasury Report (November 2017) No Bill # - CFPB v. National Collegiate Student Loan Trusts Settlement Concerns No Bill # - Bipartisan Housing Finance Reform Act of 2018 S. 1182 - National Flood Insurance Program Extension Act of 2018

Contacted: Federal Housing Finance Agency (FHFA); Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL); Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of; Housing & Urban Development, Dept of (HUD); Federal Highway Administration (FHA); Office of Management & Budget (OMB); Ginnie Mae; Consumer Financial Protection Bureau (CFPB); HOUSE OF REPRESENTATIVES; Federal Reserve System

Bills named: S. 2155 (115th), S. 1360 (115th), S. 1182 (115th), H.R. 5666 (115th), S. 3177 (115th), H.R. 3861 (115th), H.R. 4537 (115th), H.R. 4061 (115th), H.R. 10 (115th), H.R. 2954 (115th)

Taxation/Internal Revenue Code TAX

No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance S. 540, H.R. 1393 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions No Bill # - Issues relating to expanding IRC Section 420 Transfer Authority No Bill # - Tax Extenders - CFC Look Through Rule No Bill # - Annuity Tax Treatment Adjustments H.R. 1 - Issues related to the implementation of the Tax Cuts and Jobs Act

Contacted: Office of Management & Budget (OMB); Treasury, Dept of; Housing & Urban Development, Dept of (HUD); Securities & Exchange Commission (SEC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Consumer Financial Protection Bureau (CFPB); Labor, Dept of (DOL); Ginnie Mae; SENATE; Commodity Futures Trading Commission (CFTC); Federal Housing Finance Agency (FHFA); Federal Highway Administration (FHA)

Bills named: S. 540 (115th), H.R. 1 (115th), H.R. 1393 (115th)

Retirement RET

S. 3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act of 2018 S. 223, H.R. 3758 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 5282, S. 2526 - Retirement Enhancement and Savings Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 3499 - Automatic IRA - all Provisions H.R. 4523 - Automatic Retirement Plan Act of 2017 No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 H.R. 2823 - Affordable Retirement Advice for Savers Act H.R. 3910 - To amend the IRS Code of 1986 to make lifetime income and managed accounts options of defined contribution retirement savings plans portable No Bill # - GMWB Interpretive Issues in terms of possible guidance H.R. 4610 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans H.R. 4610 - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act H.R. 4604, H.R. 4637, H.R. 4524 - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act No Bill # - General Account Legislative Fix No Bill # - Portable Retirement Accounts Legislation No Bill # - Qualified Professional Asset Manager (OPAM) Exception Amendment H.R. 6757 - Family Savings Act

Contacted: Ginnie Mae; Federal Housing Finance Agency (FHFA); SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Federal Reserve System; Labor, Dept of (DOL); Treasury, Dept of; Office of Management & Budget (OMB); Housing & Urban Development, Dept of (HUD); Consumer Financial Protection Bureau (CFPB); Federal Highway Administration (FHA); Commodity Futures Trading Commission (CFTC)

Bills named: S. 3218 (115th), H.R. 4637 (115th), S. 868 (115th), H.R. 3910 (115th), S. 223 (115th), H.R. 4604 (115th), S. 2526 (115th), H.R. 4523 (115th), H.R. 4610 (115th), H.R. 3499 (115th), H.R. 2823 (115th), H.R. 5282 (115th), H.R. 6757 (115th), S. 1383 (115th), H.R. 854 (115th), H.R. 355 (115th), H.R. 4524 (115th), H.R. 2055 (115th), H.R. 78 (115th), H.R. 3758 (115th)