INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Budget/Appropriations BUD
H.R. 4664, House FY 2024 Financial Services and General Government Appropriations Act (Section 551) S. 2309, Senate FY 2024 Financial Services and General Government Appropriations Act
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN EMLING | — |
| CYNTHIA PULLOM | — |
| KRISTIN SOLHEIM | — |
| WYATT STEWART | — |
Financial Institutions/Investments/Securities FIN
H.R. 448, Putting Investors First Act of 2023 H.R. 500, Financial Exploitation Prevention Act of 2023 H.R. 760, Chinese Military and Surveillance Company Sanctions Act of 2023 H.R. 1807, Improving Disclosure for Investors Act of 2023 H.R. 2627, Increasing Investor Opportunities Act H.R. 2799, Expanding Access to Capital Act of 2023 H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act of 2023 H.R. 3812, Financial Stability Oversight Council Improvement Act of 2023 H.R. 4168, Mandatory Materiality Requirement Act of 2023 H.R. 4237, Ensuring Sound Guidance Act H.R. 4600, Protecting Retail Investors Savings Act H.R. 4645, Empowering Shareholders Act of 2023 H.R. 4767, Protecting Americans Retirement Savings from Politics Act H.R. 4790, GUARDRAIL Act of 2023 H.R. 6783, Capital Markets Financing and Economic Growth Investments Act of 2023 H.R. 7030, Review the Expansion of Government Act of 2024 SEC Regulatory Accountability Act S. 1481, Financial Exploitation Prevention Act of 2023 S. 1799, Putting Investors First Act of 2023 S. 2005, Mandatory Materiality Requirement Act of 2023 S. 2700, INDEX Act S. 3601, Financial Stability Oversight Council Improvement Act of 2024 S. 3735, Protecting Innovation in Investment Act S. 3815, Improving Disclosure for Investors Act of 2024 General concerns regarding the volume, interconnectedness, and length of comment periods of SEC proposals SEC mandatory swing pricing, hard close, and liquidity risk management proposal SEC predictive data analytics proposal Streamline and modernize the SEC staff no-action letter/guidance and exemptive order process
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| JOHN EMLING | — |
| PETER J GUNAS | — |
| LORI KEARNS | — |
| CYNTHIA PULLOM | — |
| KRISTIN SOLHEIM | — |
| WYATT STEWART | — |
Retirement RET
H.R. 4008, Protecting Americans Retirement Savings Act S. 3305, Helping Young Americans Save for Retirement Act Department of Labor QPAM proposal Department of Labor Fiduciary proposal
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| JOHN EMLING | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| LORI KEARNS | — |
| CYNTHIA PULLOM | — |
| KRISTIN SOLHEIM | — |
| WYATT STEWART | — |
Taxation/Internal Revenue Code TAX
H.R. 6065, Retirement Savings for Americans Act H.R. 7293, Automatic IRA Act of 2024 S. 3102, Retirement Savings for Americans Act Implementation of SECURE 2.0 Act of 2022 IRC section 852(b)(6) Tax deferral of retirement contributions
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| JOHN EMLING | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| LORI KEARNS | — |
| KRISTIN SOLHEIM | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.