3rd Quarter - Report

FMR LLC for FMR LLC

Firm
Client
Income
—
Expenses
$780,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

S. 823, H.R. 2452 - NOL carryback extension; S. 1082 - Mutual fund tax modernization; H.R. 939, S 157 - MRD technical corrections and reforms; S. 506, H.R. 1265 - Stop tax haven abuse act; S. 722 - Estate and gift taxes

LobbyistCovered position, as disclosed
JAMES F FEBEO —
JAMES JOHNSON —
SHAHIRA KNIGHT New Sr. Advisor to the Chairman, Cmte on Ways Means
STEPHANIE MARKIEWICZ —
ANDREW VERMILYE —

Contacted: HOUSE OF REPRESENTATIVES; Office of Management & Budget (OMB); SENATE; Labor, Dept of (DOL); White House Office; Securities & Exchange Commission (SEC); Treasury, Dept of

Bills named: S. 506 (111th), H.R. 939 (111th), H.R. 1265 (111th), S. 823 (111th), S. 1082 (111th), S. 722 (111th), H.R. 2452 (111th)

Financial Institutions/Investments/Securities FIN

Financial regulatory reform; Money market mutual fund regulation, H.R. 1445, S. 1073 - Credit rating agencies; H.R. 1728, H.R. 703 - Mortgage foreclosure H.R. 139, S.141, H.R. 2221 - Data privacy; H.R. 3126 - Consumer financial protection S. 569, H.R. 221 - Anti money laundering H.R. 711 - Registration of advisors to private pools of capital; H.R. 991, H.R. 1020, S. 931 - Arbitration of brokerage dispute; H.R. 627, H.R. 2695, H.R. 2382 - Credit card reforms; H.R. 1699, H.R. 977, S. 272, H.R. 2448, S. 447, H.R. 3153 Credit derivatives; Systemic risk/banking and financial services industry oversight; Thrift and state trust charters

LobbyistCovered position, as disclosed
JAMES F FEBEO —
JAMES JOHNSON —
SHAHIRA KNIGHT New Sr.Advisor to the Chairman, Cmte on Ways Means
STEPHANIE MARKIEWICZ —
ANDREW VERMILYE —

Contacted: SENATE; Securities & Exchange Commission (SEC); Office of Management & Budget (OMB); HOUSE OF REPRESENTATIVES; White House Office; Labor, Dept of (DOL); Treasury, Dept of

Bills named: S. 141 (111th), H.R. 977 (111th), H.R. 703 (111th), S. 569 (111th), H.R. 991 (111th), S. 447 (111th), H.R. 627 (111th), S. 272 (111th), H.R. 3126 (111th), H.R. 221 (111th), H.R. 1020 (111th), H.R. 1728 (111th), H.R. 2221 (111th), S. 1073 (111th), H.R. 1699 (111th), H.R. 1445 (111th), H.R. 2695 (111th), H.R. 2382 (111th), H.R. 711 (111th), H.R. 3153 (111th), H.R. 2448 (111th), S. 931 (111th), H.R. 139 (111th)

Retirement RET

Retirement coverage / savings proposals; H.R. 2989 - 401(k) regulation and disclosure / Investment advice IRA regulation Target date funds DB funding changes / disclosure / DB "K"

LobbyistCovered position, as disclosed
PAMELA D EVERHART —
JAMES F FEBEO —
JAMES JOHNSON —
SHAHIRA KNIGHT New Sr.Advisor to the Chairman, Cmte on Ways Means
STEPHANIE MARKIEWICZ —
ANDREW VERMILYE —

Contacted: Office of Management & Budget (OMB); Treasury, Dept of; Labor, Dept of (DOL); SENATE; White House Office; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 2989 (111th)

Health Issues HCR

H.R. 1, S. 179 - HIPPA - Health IT

LobbyistCovered position, as disclosed
JAMES F FEBEO —
JAMES JOHNSON —
STEPHANIE MARKIEWICZ —
ANDREW VERMILYE —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); White House Office; Labor, Dept of (DOL); Office of Management & Budget (OMB); Treasury, Dept of

Bills named: S. 179 (111th), H.R. 1 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.