WILLIAMS AND JENSEN, PLLC for THE VANGUARD GROUP, INC.
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Taxation/Internal Revenue Code TAX
general tax issues related to mutual funds; capital gains and dividend tax rates as they relate to mutual funds; H.R. 4191, Security Transaction tax proposals; and H.R. 4337, "The Regulated Investment Company Modernization Act of 2009."
| Lobbyist | Covered position, as disclosed |
|---|---|
| STEPHEN A BLUMENTHAL | — |
| DAVID E FRANASIAK | — |
| JACK STEVEN HART | — |
| CHRISTOPHER W HATCHER | — |
| JOHN J MCMACKIN | — |
| JOEL OSWALD | — |
| DAVID A STARR | — |
Retirement RET
401 (k) fee disclosures, investment advice; H.R. 2989- 401(k) fee disclosure H.R. 1984, 401(k) fee disclosure; H.R. 1988, investment advice; and H.R. 2021, retirement savings.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DAVID E FRANASIAK | — |
| CHRISTOPHER W HATCHER | — |
| JOEL OSWALD | — |
| DAVID A STARR | — |
Financial Institutions/Investments/Securities FIN
mutual fund issues; securities issues; financial services issues; H.R. 2589, H.R. 2551, H.R. 2549municipal bond legislation; H.R. 1669, municipal bond legislation. HR. 1754, systemic risk regulation H.R. 1349, accounting principles and standards H.R. 1728, mortgage reform HR 1106, bankruptcy cram down S. 895, servicer safe harbor S. 896, amendment #1019 to make changes in the safe harbor S. 664, systemic risk regulation S. 722, dividends, capital gains H.R. 3126, Consumer Financial Protection Agency Regulation restructuring; H.R. 4173 and Restoring American Financial Stability Act of 2010 OTC derivatives trading H.R. 4173 and S. 3217 re: treatment of creditors (Title II), derivatives (Title 7) and CFPB (Title 10)
| Lobbyist | Covered position, as disclosed |
|---|---|
| GEORGE D BAKER | — |
| STEPHEN A BLUMENTHAL | — |
| DAVID E FRANASIAK | — |
| JACK STEVEN HART | — |
| CHRISTOPHER W HATCHER | — |
| JOHN J MCMACKIN | — |
| JOEL OSWALD | — |
| ERIC ROBINS | — |
| DAVID A STARR | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.