4th Quarter - Termination

WILLIAMS AND JENSEN, PLLC for TD AMERITRADE

Firm
Client
Income
$20,000
Expenses
—
Terminated
Nov 2, 2020

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Financial transaction tax; FIFO cost basis.

LobbyistCovered position, as disclosed
DAVID E FRANASIAK —
JOEL OSWALD Prof.Staff, Senate Banking; LA, Sen. Enzi.
CHRISTOPHER E. WILCOX Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); SENATE

Financial Institutions/Investments/Securities FIN

Fiduciary Duty. Regulation BI; Consumer Information Notification Requirement; Data security; Equity market structure and Market data issues; Retail futures trading issues. Venture exchange proposals, H.R. 2899 and S. 2306.

LobbyistCovered position, as disclosed
DAVID E FRANASIAK —
MELINDA M MAXFIELD —
JOEL OSWALD —
CHRISTOPHER E. WILCOX Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings

Contacted: Commodity Futures Trading Commission (CFTC); SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 2899 (116th), S. 2306 (116th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.