1st Quarter - Report

ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION for ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION

Firm
Client
Income
—
Expenses
$180,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

RIN 3235-AN02 - Shortening the Securities Transaction Settlement Cycle RIN 3235-AM93 - Modernization of Beneficial Ownership Reporting RIN 3235-AN08 - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies RIN 3235-AM75 - Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers RIN 3235-AK77 - Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition Against Undue Influence Over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions RIN 1506-AB49 - Beneficial Ownership Information Reporting Requirements RIN 3038-AF18 - Swap Clearing Requirement To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates RIN 3235-AN01 - Reporting of Securities Loans

LobbyistCovered position, as disclosed
DANIEL AUSTIN New —
JOHN EDWARD INGLIS —
ADAM JACOBS-DEAN —
JIRI KROL —
JENNIFER WOOD —

Contacted: Commodity Futures Trading Commission (CFTC); Financial Crimes Enforcement Network (FinCEN); Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.