4th Quarter - Report

MINDSET ADVOCACY, LLC for MANAGED FUNDS ASSOCIATION

Firm
Client
Income
$20,000
Expenses
—

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Commodities (big ticket) CDT

CEA Reauthorization

LobbyistCovered position, as disclosed
J PATRICK CAVE Assistant Secretary, Dept of Treasury (Acting)
BRANT IMPERATORE Senior Counsel, House Financial Services Committee
WILLIAM CAMPBELL KING MUELLER Deputy Assistant Secretary, Banking and Finance

Contacted: Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP)

Financial Institutions/Investments/Securities FIN

Legislation and regulation impacting alternative investment vehicles

LobbyistCovered position, as disclosed
J PATRICK CAVE Assistant Secretary, Dept of Treasury (Acting)
BRANT IMPERATORE Senior Counsel, House Financial Services Committee
WILLIAM CAMPBELL KING MUELLER Deputy Assistant Secretary, Banking and Finance

Contacted: SENATE; Executive Office of the President (EOP); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Taxation/Internal Revenue Code TAX

carried interest - enterprise value

LobbyistCovered position, as disclosed
WILLIAM CAMPBELL KING MUELLER Deputy Assistant Secretary, Banking and Finance

Contacted: SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP)

Bankruptcy BNK

investor rights/legal certainty

LobbyistCovered position, as disclosed
J PATRICK CAVE Assistant Secretary, Dept of Treasury (Acting)
BRANT IMPERATORE Senior Counsel, House Financial Services Committee
WILLIAM CAMPBELL KING MUELLER Deputy Assistant Secretary, Banking and Finance

Contacted: HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP); Treasury, Dept of; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.