3rd Quarter - Report

FINANCIAL EXECUTIVES INTERNATIONAL for FINANCIAL EXECUTIVES INTERNATIONAL

Firm
Client
Income
—
Expenses
$70,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

9 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Credit rating agencies; regulation of derivatives; H.R. 4173 Dodd-Frank

LobbyistCovered position, as disclosed
CHRISTOPHER GRAHAM —
MATTHEW M MILLER —
CADY NORTH —
AUSTIN TYLER ROBERTS —

Contacted: Defense, Dept of (DOD); Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Office of Management & Budget (OMB); SENATE; Securities & Exchange Commission (SEC)

Bills named: H.R. 4173 (111th)

Energy/Nuclear ENG

Climate change legislative related issues

LobbyistCovered position, as disclosed
CHRISTOPHER GRAHAM —
MATTHEW M MILLER —
CADY NORTH —
AUSTIN TYLER ROBERTS —

Contacted: Office of Management & Budget (OMB); HOUSE OF REPRESENTATIVES; Defense, Dept of (DOD); Treasury, Dept of; Internal Revenue Service (IRS); Securities & Exchange Commission (SEC); SENATE

Accounting ACC

Complexity in Financial Reporting; Auditor Liability; Private Company Standard Issues/Financial Statements; PCAOB's proposed auditing standards; SEC's interpretive guidance Accounting Standards (FASB & IASB); Convergence/International Financial Reporting Standards; Financial Regulation Reform; S.303 Federal Financial Assistance Management Improvement Act of 2009; H.R. 4173 Dodd-Frank

LobbyistCovered position, as disclosed
CHRISTOPHER GRAHAM —
MATTHEW M MILLER —
CADY NORTH —
AUSTIN TYLER ROBERTS —

Contacted: Defense, Dept of (DOD); Treasury, Dept of; Office of Management & Budget (OMB); Securities & Exchange Commission (SEC); SENATE; Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES

Bills named: S. 303 (111th), H.R. 4173 (111th)

Taxation/Internal Revenue Code TAX

Interest Charge Domestic International Sales Corporation (IC-DISC); Individual Alternative Minimum Tax (individual AMT); Tax rates & deductions; S Corporation modernization H.R. 2910 and S. 996 The S Corporation Modernization Act; Carried Interest; H.R.4154 Permanent Estate Tax Relief for Families, Farmers & Small Businesses Act, H.R. 436 Certain Estate Tax Relief Act, H.R 3463 Death Tax Repeal Permanency Act.

LobbyistCovered position, as disclosed
CHRISTOPHER GRAHAM —
MATTHEW M MILLER —
CADY NORTH —
AUSTIN TYLER ROBERTS —

Contacted: Defense, Dept of (DOD); HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); Office of Management & Budget (OMB); Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE

Bills named: S. 996 (111th), H.R. 4154 (111th), H.R. 3463 (111th), H.R. 2910 (111th), H.R. 436 (111th)

Retirement RET

Defined Benefit & Defined Contribution Plans, Pension Harmonization H.R. 2926 Preserve Benefits & Jobs Act of 2009 Financial Regulation Reform Swaps - HR 4173 Dodd-Frank Act Preservation of Access to Care for Medicare Beneficiaries and Pension Relief Act of 2010 - H.R. 3962

LobbyistCovered position, as disclosed
CHRISTOPHER GRAHAM —
MATTHEW M MILLER —
CADY NORTH —
AUSTIN TYLER ROBERTS —

Contacted: Defense, Dept of (DOD); SENATE; HOUSE OF REPRESENTATIVES; Office of Management & Budget (OMB); Treasury, Dept of; Securities & Exchange Commission (SEC); Internal Revenue Service (IRS)

Bills named: H.R. 3962 (111th), H.R. 4173 (111th), H.R. 2926 (111th)

Economics/Economic Development ECN

Economic recovery and tax policy

LobbyistCovered position, as disclosed
CHRISTOPHER GRAHAM —
MATTHEW M MILLER —
CADY NORTH —
AUSTIN TYLER ROBERTS —

Contacted: Internal Revenue Service (IRS); Treasury, Dept of; Defense, Dept of (DOD); SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Office of Management & Budget (OMB)

Health Issues HCR

Healthcare Reform; H.R. 3200 America's Affordable Healthcare Choices Act; S. 1796 America's Healthy Future Act; Patient Protection and Affordable Care Act - H.R. 3590

LobbyistCovered position, as disclosed
CHRISTOPHER GRAHAM —
MATTHEW M MILLER —
CADY NORTH —
AUSTIN TYLER ROBERTS —

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); SENATE; Defense, Dept of (DOD); Securities & Exchange Commission (SEC); Office of Management & Budget (OMB)

Bills named: S. 1796 (111th), H.R. 3590 (111th), H.R. 3200 (111th)

Small Business SMB

Interest Charge Domestic International Sales Corporation (IC-DISC); Individual Alternative Minimum Tax (individual AMT); Tax rates & deductions; S Corporation modernization H.R. 2910 and S. 996 The S Corporation Modernization Act; Small Business Jobs Act of 2010 H.R. 5297

LobbyistCovered position, as disclosed
CHRISTOPHER GRAHAM —
MATTHEW M MILLER —
CADY NORTH —
AUSTIN TYLER ROBERTS —

Contacted: Office of Management & Budget (OMB); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE; Defense, Dept of (DOD); Internal Revenue Service (IRS); Treasury, Dept of

Bills named: H.R. 5297 (111th), H.R. 2910 (111th), S. 996 (111th)

Government Issues GOV

Federal acquisition and contracting policy; 3% withholding provision

LobbyistCovered position, as disclosed
CHRISTOPHER GRAHAM —
MATTHEW M MILLER —
CADY NORTH —
AUSTIN TYLER ROBERTS —

Contacted: Defense, Dept of (DOD); SENATE; HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); Treasury, Dept of; Securities & Exchange Commission (SEC); Office of Management & Budget (OMB)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.