3rd Quarter - Report

WILLIAMS AND JENSEN, PLLC for THE VANGUARD GROUP, INC.

Firm
Client
Income
$60,000
Expenses
—

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

H.R.1994 SECURE Act.

LobbyistCovered position, as disclosed
DAVID E FRANASIAK —
CHRISTOPHER W HATCHER Sch. C, Treasury. ; LD, Rep. Scott McInnis
JOEL OSWALD Prof.Staff, Senate Banking; LA, Sen. Enzi
CHRISTOPHER E. WILCOX Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Bills named: H.R. 1994 (116th)

Taxation/Internal Revenue Code TAX

General tax issues related to mutual funds; commodity related investments, savings and retirement; capital gains and dividend tax rates as they relate to mutual funds; securities transaction tax proposals. H.R. 1974 (SECURE Act).

LobbyistCovered position, as disclosed
DAVID E FRANASIAK —
CHRISTOPHER W HATCHER —
JOHN J MCMACKIN —
JOEL OSWALD —
DAVID A STARR —
CHRISTOPHER E. WILCOX Regional Staff Asst & Staff Asst, Sen. Moynihan;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1974 (116th)

Financial Institutions/Investments/Securities FIN

Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; S.603, the Financial Stability Oversight Council Improvement Act; S.733, Consumer Financial Choice and Capital Markets Protection Act; equity market structure.

LobbyistCovered position, as disclosed
DAVID E FRANASIAK —
CHRISTOPHER W HATCHER —
SUSAN HIRSCHMANN —
MELINDA M MAXFIELD —
JOHN J MCMACKIN —
JOEL OSWALD —
DAVID A STARR —
FRANK VLOSSAK —
CHRISTOPHER E. WILCOX Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE

Bills named: S. 733 (116th), S. 603 (116th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.