3rd Quarter - Report

ALIBABA GROUP HOLDING LIMITED for ALIBABA GROUP HOLDING LIMITED

Firm
Client
Income
—
Expenses
$710,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

9 issue areas, each in the filer's own words, with who lobbied on it and where.

Small Business SMB

Small & medium sized enterprise export promotion, including S. 686, RESTRICT Act

LobbyistCovered position, as disclosed
BILL ANAYA (employed by Alibaba International Digital Commerce Group)
MERCY DU BEEHLER (employed by Alibaba International Digital Commerce Group)
XIAN GONG (employed by Alibaba International Digital Commerce Group)
SYDNEY STONE HAND (employed by Alibaba International Digital Commerce Group)
PAUL NAGLE (employed by Alibaba International Digital Commerce Group)
ERIC PELLETIER (employed by Alibaba International Digital Commerce Group)

Contacted: HOUSE OF REPRESENTATIVES; Commerce, Dept of (DOC); SENATE; State, Dept of (DOS); Treasury, Dept of

Bills named: S. 686 (118th)

Copyright/Patent/Trademark CPT

Rights holder protection and anti-counterfeit initiatives

LobbyistCovered position, as disclosed
BILL ANAYA (employed by Alibaba International Digital Commerce Group)
SYDNEY STONE HAND (employed by Alibaba International Digital Commerce Group)
PAUL NAGLE (employed by Alibaba International Digital Commerce Group)
ERIC PELLETIER (employed by Alibaba International Digital Commerce Group)

Contacted: U.S. Trade Representative (USTR); Homeland Security, Dept of (DHS); HOUSE OF REPRESENTATIVES; SENATE; State, Dept of (DOS); Commerce, Dept of (DOC)

Trade (domestic/foreign) TRD

Small & medium sized enterprise and agriculture export promotion; U.S. brand export promotion

LobbyistCovered position, as disclosed
BILL ANAYA (employed by Alibaba International Digital Commerce Group)
MERCY DU BEEHLER (employed by Alibaba International Digital Commerce Group)
XIAN GONG (employed by Alibaba International Digital Commerce Group)
SYDNEY STONE HAND (employed by Alibaba International Digital Commerce Group)
PAUL NAGLE (employed by Alibaba International Digital Commerce Group)
ERIC PELLETIER (employed by Alibaba International Digital Commerce Group)v

Contacted: HOUSE OF REPRESENTATIVES; Commerce, Dept of (DOC); SENATE; State, Dept of (DOS); Treasury, Dept of

Economics/Economic Development ECN

Foreign direct investment generally

LobbyistCovered position, as disclosed
PAUL NAGLE (employed by Alibaba International Digital Commerce Group)

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Consumer Issues/Safety/Products CSP

Consumer product safety and e-commerce best practices

LobbyistCovered position, as disclosed
BILL ANAYA (employed by Alibaba International Digital Commerce Group)
SYDNEY STONE HAND (employed by Alibaba International Digital Commerce Group)
PAUL NAGLE (employed by Alibaba International Digital Commerce Group)
ERIC PELLETIER (employed by Alibaba International Digital Commerce Group)

Contacted: U.S. Customs & Border Protection; Consumer Product Safety Commission (CPSC); Commerce, Dept of (DOC); SENATE; Food & Drug Administration (FDA); HOUSE OF REPRESENTATIVES

Science/Technology SCI

Technology policy issues, no specific legislation; discussions regarding Alibaba corporate restructuring and a planned portfolio company spinout.

LobbyistCovered position, as disclosed
BILL ANAYA (employed by Alibaba International Digital Commerce Group)
JOSEPH ANDERSEN (employed by Alibaba International Digital Commerce Group)
MERCY DU BEEHLER (employed by Alibaba International Digital Commerce Group)
SYDNEY STONE HAND (employed by Alibaba International Digital Commerce Group)
DANIEL MADAR (employed by Alibaba International Digital Commerce Group)
PAUL NAGLE (employed by Alibaba International Digital Commerce Group)
ERIC PELLETIER (employed by Alibaba International Digital Commerce Group)

Contacted: State, Dept of (DOS); Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; Commerce, Dept of (DOC)

Travel/Tourism TOU

Discussions regarding the Company's travel and tourism business

LobbyistCovered position, as disclosed
PAUL NAGLE (employed by Alibaba International Digital Commerce Group)

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Health Issues HCR

E-commerce best practices regarding personal protection product safety

LobbyistCovered position, as disclosed
PAUL NAGLE (employed by Alibaba International Digital Commerce Group)

Contacted: HOUSE OF REPRESENTATIVES; Consumer Product Safety Commission (CPSC); SENATE

Financial Institutions/Investments/Securities FIN

Potential legislative and regulatory actions regarding access to U.S. capital markets

LobbyistCovered position, as disclosed
SYDNEY STONE HAND (employed by Alibaba International Digital Commerce Group)
ERIC PELLETIER (employed by Alibaba International Digital Commerce Group)

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of

Affiliated organisations

OrganisationLocation
ALIBABA INTERNATIONAL DIGITAL COMMERCE GROUP George Town, KY
CAINIAO SMART LOGISTICS NETWORK LTD. George Town, KY
CLOUD INTELLIGENCE GROUP George Town, KY
TAOBAO AND TMALL GROUP George Town, KY

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.