3rd Quarter - Report

BLACKROCK FUNDS SERVICES GROUP, LLC for BLACKROCK FUNDS SERVICES GROUP LLC

Period 3rd Quarter 2020 Filed Oct 15, 2020 Signed by Kathryn Fulton

Official filing
Firm
BLACKROCK FUNDS SERVICES GROUP, LLC
Client
BLACKROCK FUNDS SERVICES GROUP LLC
Income
—
Expenses
$340,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.

LobbyistCovered position, as disclosed
SAMANTHA DEZUR —
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —

Contacted: Executive Office of the President (EOP); Treasury, Dept of; SENATE; Securities & Exchange Commission (SEC); Overseas Private Investment Corp (OPIC); Export-Import Bank of the United States (EXIM Bank); Federal Reserve System; Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Federal Trade Commission (FTC)

Banking BAN

Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure; COVID-19 relief

LobbyistCovered position, as disclosed
SAMANTHA DEZUR —
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —

Contacted: Commodity Futures Trading Commission (CFTC); Overseas Private Investment Corp (OPIC); HOUSE OF REPRESENTATIVES; Federal Trade Commission (FTC); SENATE; Treasury, Dept of; Executive Office of the President (EOP); Export-Import Bank of the United States (EXIM Bank); Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; Labor, Dept of (DOL); Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards; COVID-19 relief

LobbyistCovered position, as disclosed
SAMANTHA DEZUR —
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —

Contacted: Overseas Private Investment Corp (OPIC); Federal Trade Commission (FTC); Export-Import Bank of the United States (EXIM Bank); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Federal Reserve System; Executive Office of the President (EOP); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE; Federal Deposit Insurance Corporation (FDIC)

Retirement RET

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

LobbyistCovered position, as disclosed
RACHEL BARRY New —
SAMANTHA DEZUR —
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —

Contacted: Labor, Dept of (DOL); Federal Trade Commission (FTC); Export-Import Bank of the United States (EXIM Bank); Commodity Futures Trading Commission (CFTC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Federal Reserve System; Securities & Exchange Commission (SEC); Overseas Private Investment Corp (OPIC); SENATE; Executive Office of the President (EOP); Federal Deposit Insurance Corporation (FDIC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.