4th Quarter - Report
PORTERFIELD, FETTIG & SEARS, LLC for NASDAQ INC
Client
Income
$60,000
Expenses
—
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Incentives for trading of small cap stocks/ETFs; H.R. 3606, Jumpstart Our Business Start-ups Act; Highly skilled workers -- immigration reform; Security market structure and price transparency; SEC policies during turbulent market conditions; Proprietary ownership and distributions of market data; Corporate governance issues, including Sarbanes-Oxley; The operation of technology, computer trading; Trading rules for options exchanges
| Lobbyist | Covered position, as disclosed |
|---|---|
| KIRSTEN T JOHNSON-OBEY | — |
| ANDREW LOWENTHAL | — |
| JASON PITCOCK | — |
| LENDELL PORTERFIELD | — |
| DAWN SEARS | — |
| JILLIEN WILLIAMS | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.