4th Quarter - Report

AMERICAN BANKERS ASSOCIATION SECURITIES ASSOCIATION (ABASA) for AMERICAN BANKERS ASSOCIATION SECURITIES ASSOCIATION (ABASA)

Firm
Client
Income
—
Expenses
$70,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

S.344 Hedge Fund Transparency Act S. 360, the Cap Executive Officer Pay Act of 2009 (all provisions) S. 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities S. 651, the Compensation Fairness Act of 2009 (all provisions) S. 1540, the Resolution Reform Act of 2009 (all provisions) S.1074 : A bill to provide shareholders with enhanced authority over the nomination, election, and compensation of public company executives. S. 2886, the Banking Integrity Act of 2009 (all provisions) Draft Senate legislation to restructure financial services regulation (all provisions) H.R. 302, To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities H.R.711, Hedge Fund Adviser Registration Act of 2009 H.R. 977, the Derivatives Markets Transparency Accountability Act H.R. 1406, To direct the Securities and Exchange Commission to reinstate the "uptick rule" on short sales of securities and to suspend the application of mark-to-market accounting principles H.R. 1575, the End Government Reimbursement of Excessive Executive Disbursements (End GREED) Act (all provisions) H.R. 1664, To amend the executive compensation provisions of the Emergency Economic Stabilization Act of 2008 to prohibit unreasonable and excessive compensation and compensation not based on performance standards. H.R. 3068, the TARP for Main Street Act of 2009 (all provisions) H.R. 3126, the Consumer Financial Protection Agency Act (all provisions) H.R. 3269, the Corporate and Financial Institution Compensation Fairness Act (all provisions) H.R. 3594, the TARP Recipient Ownership Trust Act of 2009 (all provisions) H.R. 3795, the Over-the-Counter Derivatives Markets Act of 2009 (all provisions) H.R. 3890, the Accountability and Transparency in Rating Agencies Act (all provisions) H.R. 3996, the Financial Stability Improvement Act of 2009 (all provisions) H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009 (all provisions) H.R. 4375, the Glass-Steagall Restoration Act (all provisions)

LobbyistCovered position, as disclosed
SARAH A MILLER —
CRISTEENA NASER —
CAROLYN WALSH —

Contacted: Securities & Exchange Commission (SEC); White House Office; SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Federal Reserve System

Bills named: H.R. 3126 (111th), S. 344 (111th), S. 1074 (111th), H.R. 4375 (111th), H.R. 3795 (111th), H.R. 711 (111th), H.R. 4173 (111th), H.R. 3890 (111th), S. 360 (111th), S. 651 (111th), H.R. 3269 (111th), H.R. 1575 (111th), H.R. 1664 (111th), H.R. 302 (111th), H.R. 3594 (111th), H.R. 3996 (111th), S. 2886 (111th), H.R. 977 (111th), H.R. 1406 (111th), H.R. 3068 (111th), S. 605 (111th), S. 1540 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.