4th Quarter - Report

THE ERISA INDUSTRY COMMITTEE for ERISA INDUSTRY COMMITTEE

Firm
Client
Income
—
Expenses
$200,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

H.R. 4126 Retirement Fairness Act of 2009, ban on cross-testing; H.R. 3126: Consumer Financial Protection Act of 2009; 401(k) carve-out; H.R. 3795 Over-the-Counter Derivative Act of 2009 & 4173 Wall Street Reform and Consumer Protection Act of 2009, carve-out and derivatives; PBGC Reg: Reportable Events and Certain Other Notification Requirements (29 C.F.R. part 4043; PBGC proposed Reg 4062, pension funding;. General Issues: hybrid plan regulations, key transitional and procedural issues, (general issues continued) defined benefit plan funding issues, cash balance plan regulations, pension funding relief, investment advice.

LobbyistCovered position, as disclosed
KATHRYN RICARD —
MARK J UGORETZ —

Contacted: President of the U.S.; SENATE; Health & Human Services, Dept of (HHS); Treasury, Dept of; Labor, Dept of (DOL); Equal Employment Opportunity Commission (EEOC); Pension Benefit Guaranty Corporation (PBGC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 3126 (111th), H.R. 4126 (111th), H.R. 3795 (111th)

Health Issues HCR

H.R. 493, GINA, Title 1 & Title 2 provisions; H.R. 3962 & 3590 Affordable Health Care for America Act, employer provisions; H.R. 3326 Department of Defense Appropriations Act, 2010, COBRA provisions.

LobbyistCovered position, as disclosed
ADAM C SOLANDER New U.S. Senate-Committee on HELP
MARK J UGORETZ —
GRETCHEN YOUNG —

Contacted: SENATE; President of the U.S.; Labor, Dept of (DOL); Equal Employment Opportunity Commission (EEOC); Treasury, Dept of; Health & Human Services, Dept of (HHS); Pension Benefit Guaranty Corporation (PBGC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 3326 (111th), H.R. 3962 (111th), H.R. 493 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.