Year-End Report

FINANCIAL PLANNING ASSN (FPA) for FINANCIAL PLANNING ASSN (FPA)

Firm
Client
Income
—
Expenses
$200,000

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Alternative Minimum Tax (HR 3996)

LobbyistCovered position, as disclosed
DANIEL BARRY N/A
MARY BELL N/A
ROBERT H NEILL N/A
DUANE R THOMPSON N/A

Contacted: Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES

Bills named: H.R. 3996 (110th)

Financial Institutions/Investments/Securities FIN

SEC Release No. IA-2652 (broker-dealer rule interpretation) SEC Release No. IA-2653 (principal trading relief) Treasury Department Review of Regulatory Structure Associated with Financial Institutions Employee Benefit Security Administration RFI on Disclosures to Participants in Individual Account Plans, 72 Fed. Reg. 20,457

LobbyistCovered position, as disclosed
DANIEL BARRY N/A
MARY BELL N/A
ROBERT H NEILL N/A
DUANE R THOMPSON N/A

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); Treasury, Dept of; Labor, Dept of (DOL)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.