1st Quarter - Report

NASDAQ, INC. for NASDAQ INC

Firm
Client
Income
—
Expenses
$320,092
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Proprietary ownership and distribution of market data Corporate governance issues, including Sarbanes-Oxley Cyber security and system infrastructure SEC policies during turbulent market conditions Security market structure and price transparency Taxation of securities transactions Creation of a Listed Venture Market Highly skilled workers -- immigration reform HR 3606 and S 1933 Trading rules for options exchanges Education and promotion of various technology applications Repatriation tax holiday to spur job growth/tax reform Incentives for the trading of small cap stocks/ETFs

LobbyistCovered position, as disclosed
JAMEEL WILLIAM AALIM-JOHNSON —
TERRY G CAMPBELL —

Contacted: Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; White House Office; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC)

Bills named: H.R. 3606 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.