PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Financial Institutions/Investments/Securities FIN

H.R. 677 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act S. 534, National Association of Registered Agents and Brokers Reform Act of 2013 - all provisions S. 563, Jumpstart GSE Reform Act - multi-family provisionsH.R. 933, Department of Defense, Military Construction and Veterans Affairs and Full-Year Continuing Appropriations Act of 2013 - FHA multi-family commitment authority H.R. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013 - all provisions. H.R. 2140, Insurance Capital and Accounting Standards Act of 2013 - all provisions. H.R. 2767, Protecting American Taxpayers and Homeowners (PATH) Act - all provisions. S. 1369, To provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capitol standards that are properly tailored to the unique characteristics of the business of insurance and for other purposes. S. 1376, The FHA Solvency Act of 2013, all provisions. H.R. 2720, Alexis Agin Identity Theft Protection Act of 2013, all provisions. NO BILL - issues relating to GSE/Housing Finance Reform; focus on multi-family housing policy NO BILL - issues relating to Dodd-Frank implementation and FIO, OFR, Volker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight NO BILL, Dodd-Frank issues at CFTC and SEC surrounding swap-related regulations including inter-affiliate swaps work

Contacted: Federal Reserve System; Commodity Futures Trading Commission (CFTC); SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Office of Management & Budget (OMB); Commerce, Dept of (DOC); Labor, Dept of (DOL); U.S. Trade Representative (USTR); State, Dept of (DOS); Securities & Exchange Commission (SEC)

Bills named: S. 563 (113th), H.R. 677 (113th), S. 534 (113th), H.R. 2767 (113th), S. 1369 (113th), S. 1376 (113th), H.R. 2720 (113th), H.R. 1217 (113th), H.R. 2140 (113th)

Taxation/Internal Revenue Code TAX

H.R. 1129, Mobile Workforce State Income Tax Simplification Act of 2013 - all provisions H.R. 8, American Taxpayer Relief Act of 2012 - all provisions NO BILL, a bill to amend the Internal Revenue Code of 1986 to clarify the tax treatment of certain life insurance contract transactions and for other purposesNO BILL, Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues

Contacted: SENATE; Commerce, Dept of (DOC); Federal Reserve System; U.S. Trade Representative (USTR); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); State, Dept of (DOS); Office of Management & Budget (OMB)

Bills named: H.R. 1129 (113th), H.R. 8 (113th)

Consumer Issues/Safety/Products CSP

H.R. 624, Cyber Intelligence Sharing and Protection Act - All provisions

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Federal Reserve System; Treasury, Dept of; Securities & Exchange Commission (SEC); State, Dept of (DOS); SENATE; Labor, Dept of (DOL); U.S. Trade Representative (USTR); Office of Management & Budget (OMB); Commerce, Dept of (DOC)

Bills named: H.R. 624 (113th)

Trade (domestic/foreign) TRD

NO BILL, Trans Pacific Partnership - Japan entry into TPP and negotiations NO BILL, Issues relating to privatization of Japan Postal Life Insurance Company (KAMPO) NO BILL, Issues relating to Japan insurance regulatory reform NO BILL, Issues relating to Transparency and market access issues generally related to international insurance & investment optionsNO BILL, Issues relating to US-China Strategic and Economic Dialogue NO BILL, Issues relating to India financial services market access and equity ownership issues NO BILL, Issues relating to Asia-Pacific Cooperation, a multi-lateral economic and trade forum, privacy issues NO BILL, Issues relating to International Trade issues impacting US Insurance companies operating in foreign markets NO BILL, Issues related to the International Services Agreement

Contacted: SENATE; U.S. Trade Representative (USTR); Treasury, Dept of; HOUSE OF REPRESENTATIVES; State, Dept of (DOS); Securities & Exchange Commission (SEC); Office of Management & Budget (OMB); Federal Reserve System; Labor, Dept of (DOL); Commerce, Dept of (DOC); Commodity Futures Trading Commission (CFTC)

Retirement RET

NO BILL, Multiple small employer plans - issues relating to MEPs/MSEPs NO BILL, Lifetime Income Disclosure Act & Regulatory Issues - all provisions NO BILL, Automatic IRA - all provisions NO BILL - Proposed DOL Fiduciary Regulations - all provisionsNO BILL, GMWB Interpretive Issues in terms of possible guidance NO BILL, electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans NO BILL - Department of Labor Guidance on Self-Directed Brokerage/FAB 2012-02 Q&A 30 - issues relating to the use of self-directed brokerage by employee benefit plans NO BILL, issues relating to DOL Safe Harbor for Selection of Annuity Providers NO BILL, issues relating to target funds disclosures NO BILL, USA Retirement Plans - all provisions

Contacted: Securities & Exchange Commission (SEC); SENATE; State, Dept of (DOS); Treasury, Dept of; Labor, Dept of (DOL); Office of Management & Budget (OMB); HOUSE OF REPRESENTATIVES; Federal Reserve System; Commodity Futures Trading Commission (CFTC); Commerce, Dept of (DOC); U.S. Trade Representative (USTR)