3rd Quarter - Report — MORGAN STANLEY & CO. LLC for MORGAN STANLEY & CO LLC (2011)

Firm

MORGAN STANLEY & CO. LLC

Client

MORGAN STANLEY & CO LLC

Income

—

Expenses

$750,000

Expense method

A: Lobbying Disclosure Act definitions

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues Related to Broker Dealers Energy Legislation Issues Related to Derivatives Issues Related to Financial Market Systemic Risk Issues Related to Commodity Markets Issues Related to Hedge Funds Issues Related to Investment Advisers Issues Related to Financial Regulatory Restructuring Issues Related to Pension Reform Commodity Exchange Act Reform

Lobbyist	Covered position, as disclosed
DAVID KEMPS	—
MICHAEL STEIN	—
JOSHUA WILSUSEN	—

Contacted: State, Dept of (DOS); Commerce, Dept of (DOC); Commodity Futures Trading Commission (CFTC); Federal Deposit Insurance Corporation (FDIC); SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Internal Revenue Service (IRS); Federal Reserve System

Taxation/Internal Revenue Code TAX

Taxation of Financial Institutions and Products Active Financing Legislation Issues Related to International Tax Rules Energy Tax Legislation Issues Related to Tax-Exempt Bonds Issues Related to Net Operating Losses Issues Related to Housing Legislation Issues Related to Taxation of Real Estate

Lobbyist	Covered position, as disclosed
DAVID KEMPS	—
MICHAEL STEIN	—

Contacted: State, Dept of (DOS); Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL); Commerce, Dept of (DOC); SENATE; Securities & Exchange Commission (SEC); Internal Revenue Service (IRS); Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Federal Reserve System

Banking BAN

Issues Related to Financial Regulatory Restructuring and Implementation Issues Related to Mortgage Industry Reforms

Lobbyist	Covered position, as disclosed
DAVID KEMPS	—
MICHAEL STEIN	—
JOSHUA WILSUSEN	—

Contacted: Federal Reserve System; HOUSE OF REPRESENTATIVES; State, Dept of (DOS); Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Treasury, Dept of; Commerce, Dept of (DOC); Labor, Dept of (DOL); Internal Revenue Service (IRS); SENATE

Copyright/Patent/Trademark CPT

Issues Related to Patent Law Reform

Lobbyist	Covered position, as disclosed
MICHAEL STEIN	—
JOSHUA WILSUSEN	—

Contacted: Securities & Exchange Commission (SEC); Internal Revenue Service (IRS); SENATE; Commodity Futures Trading Commission (CFTC); Federal Deposit Insurance Corporation (FDIC); Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; State, Dept of (DOS); Federal Reserve System; Labor, Dept of (DOL)

Trade (domestic/foreign) TRD

China Market Access US-China Relationship Issues Related to Currency Exchange Oversight US-India Relationship

Lobbyist	Covered position, as disclosed
KRISTIN ROESSER	—
MICHAEL STEIN	—

Contacted: Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; State, Dept of (DOS); Securities & Exchange Commission (SEC); Labor, Dept of (DOL); Internal Revenue Service (IRS); Commerce, Dept of (DOC); SENATE; Federal Reserve System; Treasury, Dept of; Commodity Futures Trading Commission (CFTC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.