4th Quarter - Report

ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION for ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION

Firm
Client
Income
—
Expenses
$120,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

RIN 1210-AC03 - proposed rule to amend the Employment Retirement Income Security Act (ERISA) of 1974 - Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights Proposals to shorten the trade settlement cycle RIN 3235-AK67 - Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers Sustainability and ESG disclosures for corporate issuers and investment advisers

LobbyistCovered position, as disclosed
JOHN EDWARD INGLIS —
ADAM JACOBS-DEAN —
JIRI KROL —
JENNIFER WOOD —

Contacted: Labor, Dept of (DOL); Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.