4th Quarter - Report

BNP PARIBAS RCC, INC. for BNP PARIBAS RCC, INC.

Firm
Client
Income
—
Expenses
$160,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

General discussion of the SEC climate disclosure proposal. General discussions of extraterritorial implications of SEC rulemakings, including securities-based swaps large position reporting and securities lending. General discussion of the SEC proposals on equity market structure reform. General discussion of the SEC Treasury clearing proposal. General discussion of the SEC rulemaking agenda process. General discussion regarding foreign derivatives clearing organization requirements.

Foreign entity interest: BNP Paribas SA

LobbyistCovered position, as disclosed
JOSEPH COX —
THOMAS ROSENKOETTER —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); SENATE

Banking BAN

General discussions regarding the regulatory capital rule proposals that were proposed by the Federal Reserve, FDIC and OCC. The rule proposals are "Regulatory capital rule: Amendments applicable to large banking organizations and to banking organizations with significant trading activity" and "Regulatory capital rule: Risk-Based Capital Surcharges for G-SIB Holding Companies; Systemic Risk Report (FR Y-15)" General discussions regarding regulatory climate proposals (FRB/FDIC/OCC joint proposed climate risk management guidance, FRB climate scenario analysis). General discussions related to international cyber protocols and regulations. General discussions regarding President Bidens Executive Order on U.S. outbound investment. General discussions regarding President Bidens Executive Order on artificial intelligence.

Foreign entity interest: BNP Paribas SA

LobbyistCovered position, as disclosed
JOSEPH COX —
THOMAS ROSENKOETTER —

Contacted: Treasury, Dept of; White House Office; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Federal Reserve System; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.