1st Quarter - Amendment

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.

Firm
Client
Income
—
Expenses
$220,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
1st Quarter - Report Apr 20, 2021 $150,000 Replaced
1st Quarter - Amendment (this page) Jul 19, 2021 $220,000 Replaced
1st Quarter - Amendment Oct 27, 2021 $170,000 Yes

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Health and function of the listed options industry; operational issues related to delisting of securities.

LobbyistCovered position, as disclosed
JULIE BAUER —
JAMES HALL —
DANIEL SCHRAMM —

Contacted: Federal Reserve System; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES

Taxation/Internal Revenue Code TAX

H.R.328 the Wall Street Tax Act of 2021; S.817 the Wall Street Tax Act of 2021; S.1587 Inclusive Prosperity Act of 2019; H.R.2923 Inclusive Prosperity Act of 2019; S.1005 the Modernization of Derivatives Tax Act of 2017.

LobbyistCovered position, as disclosed
JULIE BAUER —
JAMES HALL —
DANIEL SCHRAMM —

Contacted: Federal Reserve System; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE

Bills named: S. 817 (117th), S. 1005 (117th), S. 1587 (117th), H.R. 328 (117th), H.R. 2923 (117th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.