4th Quarter - Report

THE ERISA INDUSTRY COMMITTEE for ERISA INDUSTRY COMMITTEE

Period 4th Quarter 2010 Filed Feb 11, 2011 Signed by Deborah Chin, Vice President, Administration

Official filing
Firm
THE ERISA INDUSTRY COMMITTEE
Client
ERISA INDUSTRY COMMITTEE
Income
—
Expenses
$160,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

Taxation of Puerto Rican Trusts- 1022(i)(1) of ERISA; Definition of Fiduciary; Proposed Liability for Termination of Single-Employer Plans Rules; Treatment of Substantial Cessation of Operations, ERISA 4062(e); proposed substantial cessation of operations at a facility in any location regulations, ERISA 4062(e); proposed disclosure regulations; proposed & final regulations implementing the cash balance & pension equity plan provisions, PPA; proposed disclosure requirements-qualified default investment alternatives (QDIAs) & target date funds (TDFs) regulations; proposed regulation defining swap dealer and major swap participant", H.R. 87, pension provisions. General issues: derivatives regulations, staple value funds regulations, cash balance plans.

LobbyistCovered position, as disclosed
KATHRYN RICARD —
MARK J UGORETZ —

Contacted: Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Internal Revenue Service (IRS); White House Office; Labor, Dept of (DOL); Treasury, Dept of; Centers For Medicare and Medicaid Services (CMS); Health & Human Services, Dept of (HHS); Pension Benefit Guaranty Corporation (PBGC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 87 (111th)

Health Issues HCR

Health Provisions, PPACA.. General health issues: COBRA, GINA, Mental Health Party.

LobbyistCovered position, as disclosed
MARK J UGORETZ —
GRETCHEN YOUNG —

Contacted: Securities & Exchange Commission (SEC); Health & Human Services, Dept of (HHS); Internal Revenue Service (IRS); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; SENATE; Pension Benefit Guaranty Corporation (PBGC); White House Office; Labor, Dept of (DOL); Centers For Medicare and Medicaid Services (CMS); Treasury, Dept of

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.