3rd Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Firm
Client
Income
—
Expenses
$180,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Health and function of the listed options industry; operational issues related to delisting of securities; discussion draft to amend the Securities Exchange Act of 1934 to reform certain requirements with respect to the registration and operation of national securities exchanges; discussion drafts to amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations; Financial Innovation and Technology for the 21st Century Act (H.R.4763) as it pertains to options contracts and potential effects on options markets; education around short-dated options trading, clearing and settlement.

LobbyistCovered position, as disclosed
JULIE BAUER —
JAMES HALL —
DANIEL SCHRAMM —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4763 (118th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.