3rd Quarter - Report

PUBLIC CITIZEN for PUBLIC CITIZEN

Firm
Client
Income
—
Expenses
$40,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

HR 3313/S 1787-The Wall Street Trading and speculators tax act, Financial Transaction Tax, Protect Dodd-Frank, Dodd-Frank (derivatives) cross border rule, Stopping S. 3468-The independent Agency Regulatory Analysis Act of 2012, HR 2827-Amend the SEC of 1934 related to the regulation of municipal advisors and other purposes.

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
MICAH HAUPTMAN New —
BARTLETT NAYLOR —

Contacted: Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC); Office of Government Ethics (OGE); Office of the Comptroller of the Currency (OCC); Federal Reserve System; SENATE; White House Office; Commodity Futures Trading Commission (CFTC); Treasury, Dept of; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2827 (112th), S. 3468 (112th), H.R. 3313 (112th)

Consumer Issues/Safety/Products CSP

S 3468-Independent agency Regulatory Analysis Act of 2012, HR 4078-Red Tape reduction and small business job creation act, Regulatory reform, importance of regulations. Pushback on Freeze act. Binding mandatory arbitration.

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
CHRISTINE E HINES —
AMIT NARANG New —
BARTLETT NAYLOR —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Federal Reserve System; Office of the Comptroller of the Currency (OCC); White House Office; Commodity Futures Trading Commission (CFTC); Office of Government Ethics (OGE); Federal Deposit Insurance Corporation (FDIC); SENATE; Treasury, Dept of

Bills named: H.R. 4078 (112th)

Government Issues GOV

Disclose Act S. 3369-Democracy is strengthened by casting light on spending in Elections Act of 2012, Disclosure of Political spending, Constitutional Amendment-Citizen's United, HR 1404-Fair Elections Now Act, Campaign Finance Reform Proposal, SEC rulemaking on political spending, Fix the FEC, HR 359-Oppose public financing of the National Party conventions, Nominating convention ethics rules, Office of Congressional ethics, S 1360-Shareholder Protection Act, S 3510-STOCK Act fix bill.

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
CRAIG HOLMAN —

Contacted: HOUSE OF REPRESENTATIVES; Treasury, Dept of; Federal Reserve System; White House Office; SENATE; Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Office of Government Ethics (OGE)

Bills named: S. 3369 (112th), H.R. 359 (112th), H.R. 1404 (112th)

Labor Issues/Antitrust/Workplace LBR

Workplace Safety-OSHA

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —

Contacted: Securities & Exchange Commission (SEC); Federal Reserve System; Commodity Futures Trading Commission (CFTC); Office of the Comptroller of the Currency (OCC); White House Office; HOUSE OF REPRESENTATIVES; Office of Government Ethics (OGE); Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; SENATE

Trade (domestic/foreign) TRD

Wyden Transparency Bill, Sherrod Brown 21st. Century Trade Act, TPP

LobbyistCovered position, as disclosed
LORI WALLACH —

Contacted: Securities & Exchange Commission (SEC); Federal Reserve System; SENATE; Commodity Futures Trading Commission (CFTC); Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Office of the Comptroller of the Currency (OCC); White House Office; Treasury, Dept of; Office of Government Ethics (OGE)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.