1st Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Firm
Client
Income
—
Expenses
$180,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Health and function of the listed options industry; Potential impacts of Basel III Endgame Proposal's bank regulatory capital rules on listed options market; Ransomware and Financial Stability Act of 2024 (H.R.7965) as it pertains to the impact on listed options markets

LobbyistCovered position, as disclosed
JULIE BAUER —
JAMES HALL —
DANIEL SCHRAMM —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 7965 (119th)

Taxation/Internal Revenue Code TAX

S.2621, the Modernization of Derivatives Tax Act of 2021

LobbyistCovered position, as disclosed
JULIE BAUER —
JAMES HALL —
DANIEL SCHRAMM —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 2621 (119th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.