1st Quarter - Report — THE ERISA INDUSTRY COMMITTEE for ERISA INDUSTRY COMMITTEE (2011)

Firm

THE ERISA INDUSTRY COMMITTEE

Client

ERISA INDUSTRY COMMITTEE

Income

—

Expenses

$200,000

Expense method

C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Health Issues HCR

Health & Wellness Provisions, PPACA. ERISA Waivers, S. 248, HR 844, S 73, S244. General health issues: GINA, Mental Health Parity.

Lobbyist	Covered position, as disclosed
MARK J UGORETZ	—
GRETCHEN YOUNG	—

Contacted: Health & Human Services, Dept of (HHS); Labor, Dept of (DOL); Internal Revenue Service (IRS); SENATE; Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Equal Employment Opportunity Commission (EEOC); Pension Benefit Guaranty Corporation (PBGC); Centers For Medicare and Medicaid Services (CMS); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Bills named: H.R. 844 (112th), S. 248 (112th)

Retirement RET

Hybrid Retirement Plans proposed and final regulations, Title VII, Section 1107, Pension Protection Act of 2006, amended by the Worker, Retiree, and Employer Recovery Act of 2008 (WRERA) and Sections 411(a)(13), 411(b)(1)(B), and 411(b)(5) of the Internal Revenue Code (the Code), as well as the applicable parallel provisions of Title I of the Employee Retirement Income Security Act of 1974 (ERISA) and the Age Discrimination in Employment Act of 1967 (ADEA). Proposed Disclosure Requirements For Qualified Default Investment Alternatives (QDIAs) and Target Date Funds (TDFs) 29 C.F.R. 2550.404a-5 and other QDIA disclosures notices. DOL Proposal to Change The Definition Of The Term Fiduciary. Proposed Business Conduct Standards For Swap Dealers And Major Swap Participants Dealing With Special Entities, Dodd-Frank Act Wall Street Reform and Consumer Protection Act. Taxation of Puerto Rican Trusts- 1022(i)(1) of ERISA. General retirement issues: cash balance plans, tax reform, FBAR reporting requirement

Lobbyist	Covered position, as disclosed
KATHRYN RICARD	—
MARK J UGORETZ	—

Contacted: Health & Human Services, Dept of (HHS); Equal Employment Opportunity Commission (EEOC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Commodity Futures Trading Commission (CFTC); SENATE; Centers For Medicare and Medicaid Services (CMS); Securities & Exchange Commission (SEC); Internal Revenue Service (IRS); Pension Benefit Guaranty Corporation (PBGC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.