SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION for SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
What was lobbied
5 issue areas, each in the filer's own words, with who lobbied on it and where.
Banking BAN
H.R. 1255, Investing in Our Communities Act; H.R, 1469, Senior Security Act of 2025; H.R. 1483, Protecting Investors Personally Identifiable Information Act; H.R. 2441/S. 1877, Improving Disclosure for Investors Act of 2025; H.R. 2225, the Access to Small Business Investor Capital Act; H.R. 3381, Encouraging Public Offerings of 2025; H.R. 3383, Increasing Investor Opportunities Act; H.R. 3394, Fair Investment Opportunities for Professional Experts Act; H.R. 3395, Middle Market IPO Cost Act; H.R. 3633, CLARITY Act of 2025; H.R. 3959, the Protecting Private Job Creators Act; S. 1481, Local Infrastructure Act; S. 2281, Responsible Financial Innovation Act; Issues related to H.R.10559 - COINS Act of 2024; H.R.__, Expands Protections for Research Reports to Cover All Securities of All Issuers; SEC proposed rule regarding Open-End Fund Liquidity Risk Management Programs and Swing Pricing; SEC No-Action Relief for SEC Rule 15c2-11; SEC approval of SROs rules limiting exchange liability; U.S. Treasury Departments Final Rule, Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern; Federal Reserve Proposal to revise its stress testing process; Sovereign Debt restructuring proposals; Legislation to enhance retail investor access to private markets; Prudential agency (Federal Reserve, OCC and FDIC) proposal to implement the Basel Endgame reforms in the U.S. and congressional (U.S. House and Senate) oversight of the same, including revisions to the trading book capital rules, stress testing, capital surcharges and buffers; Legislation to create a regulatory regime for payment stablecoins (H.R. 2392, STABLE Act, and S. 394, GENIUS Act); Legislation to create a market structure for digital assets; Reintroduction of the Local Infrastructure Act; GSE reform; Public Law 119-27, the GENIUS Act; Discussion Draft of Responsible Financial Innovation Act.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JESSICA BARKER | — |
| KENNETH E BENTSEN | — |
| LISA BLEIER | — |
| KEVIN CARSON | — |
| JOSEPH CORCORAN | — |
| BRADLEY GASKINS EDGELL | — |
| LINDSEY WEBER KELJO | — |
| NICHOLAS KEY | — |
| CHRISTOPHER B KILLIAN | — |
| MELISSA MACGREGOR | — |
| PETER MATHESON | — |
| CARTER MCDOWELL | — |
| LESLIE MARION NORWOOD | — |
| COURTNEY RYAN | — |
| PETER RYAN | — |
| LUCAS WEST | — |
| JOSHUA WILSUSEN | — |
Commodities (big ticket) CDT
SEC proposed rule regarding the safeguarding of client assets (custody proposal); Legislation to create a market structure for digital assets; Legislation to create a regulatory regime for payment stablecoins (H.R. 2392, STABLE Act, and S. 394, GENIUS Act); Public Law 119-27, the GENIUS Act; H.R. 3633, Digital Assets Market Clarity Act; S. 2281, Responsible Financial Innovation Act; Discussion Draft of Responsible Financial Innovation Act.
| Lobbyist | Covered position, as disclosed |
|---|---|
| KENNETH E BENTSEN | — |
| KEVIN CARSON | — |
| JOSEPH CORCORAN | — |
| BRADLEY GASKINS EDGELL | — |
| LINDSEY WEBER KELJO | — |
| PETER MATHESON | — |
| COURTNEY RYAN | — |
| PETER RYAN | — |
| LUCAS WEST | — |
| JOSHUA WILSUSEN | — |
Financial Institutions/Investments/Securities FIN
H.R. 1013, Retirement Fairness for Charities and Educational Institutions Act of 2025; H.R. 1255, Investing in Our Communities Act; H.R. 2441, Improving Disclosure for Investors Act of 2025; H.R. __, Comprehensive Outbound Investment National Security Coins Act of 2024; S. 424, Retirement Fairness for Charities and Educational Institutions Act of 2025; S. 3815 - the Improving Disclosure for Investors Act of 2024; S. 1481, Local Infrastructure Act; S. 1877, the Improving Disclosure for Investors Act of 2025; S.1053 - FIGHT China Act of 2025; SEC proposed rules to modify equity market structure; SEC proposed rule regarding the safeguarding of client assets (custody proposal); Reintroduction of the Local Infrastructure Act; Legislation related to the municipal bond tax exemption; Data privacy legislative proposals.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JESSICA BARKER | — |
| KENNETH E BENTSEN | — |
| LISA BLEIER | — |
| KEVIN CARSON | — |
| BRADLEY GASKINS EDGELL | — |
| LINDSEY WEBER KELJO | — |
| NICHOLAS KEY | — |
| MELISSA MACGREGOR | — |
| PETER MATHESON | — |
| LESLIE MARION NORWOOD | — |
| COURTNEY RYAN | — |
| LUCAS WEST | — |
| JOSHUA WILSUSEN | — |
Taxation/Internal Revenue Code TAX
H.R. 684, Protecting American Savers and Retirees Act; H.R. 1013, Retirement Fairness for Charities and Educational Institutions Act of 2025; H.R. 1255, Investing in Our Communities Act; H.R. 2089, Generating Retirement Ownership through Long-Term Holding (GROWTH) Act; S. 424, Retirement Fairness for Charities and Educational Institutions Act of 2025; S. 1453, the LOCAL Infrastructure Act; S. 1839, Generating Retirement Ownership through Long-Term Holding; S. 1481, LOCAL Infrastructure Act; IRS Stock Buyback Excise Tax; OECD BEPS 2.0 - an effort to address tax avoidance and ensure coherence of international tax rules; Issues related to 529 plans; Information Reporting and Withholding with respect to Bitcoin ETFs; Issues relating to the Global Intangible Low-Taxed Income framework; Reconciliation legislation related to provisions in the 2017 Tax Cuts and Jobs Act; Tax Treatment of Tokenized Securities; Issues related to energy credits under the Inflation Reduction Act; Executive compensation deductibility limits; Preservation of the Municipal Bond Tax Exemption; Reintroduction of the Local Infrastructure Act; Data privacy legislative proposals; Pub. L. No. 119-21 (One Big Beautiful Bill Act) issues relating to Section 899; Digital Assets Taxation; TRUMP Accounts in Public Law 119-21.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JESSICA BARKER | — |
| KENNETH E BENTSEN | — |
| LISA BLEIER | — |
| KEVIN CARSON | — |
| BRADLEY GASKINS EDGELL | — |
| LINDSEY WEBER KELJO | — |
| NICHOLAS KEY | — |
| PETER MATHESON | — |
| LESLIE MARION NORWOOD | — |
| KEVIN RUANE New | Attorney-Advisor in the Office of the Chief Counsel at the Federal Aviation Administration, AGC-100 (Employment Law Division) |
| COURTNEY RYAN | — |
| LUCAS WEST | — |
| JOSHUA WILSUSEN | — |
Retirement RET
H.R. 20, Protecting the Right to Organize Act of 2025; H.R. 1013, Retirement Fairness for Charities and Educational Institutions Act of 2025; H.R. 8478, Empowering States to Protect Seniors from Bad Actors Act; H. J. Res 142, Providing for congressional disapproval of the Department of Labor fiduciary rule; S. 424, Retirement Fairness for Charities and Educational Institutions Act of 2025; S. 852, Protecting the Right to Organize Act of 2025; S. 1526, the Retirement Savings for Americans Act; S. 4371, Empowering States to Protect Seniors from Bad Actors Act; S.5148/H.R. 9765, A bill to amend the Internal Revenue Code of 1986 to allow certain family caregivers to contribute to a Roth IRA; S. 5149/H.R. 9764, A bill to amend the Internal Revenue Code of 1986 to allow additional catch-up contributions for certain family caregivers; SEC proposed rule regarding Open-End Fund Liquidity Risk Management Programs and Swing Pricing; DOL Fiduciary Rule proposed rule on retirement security and related proposed changes to prohibited transaction exemptions including Qualified Professional Asset Manager; Public Law 117-328 - Consolidated Appropriations Law (SECURE 2.0 retirement provisions); Retirement Security Rule: Definition of an Investment Advice Fiduciary (EBSA) and related exemptions; Issues relating to the preservation of private sector retirement system; Legislation to make technical corrections related to implementation of SECURE 2.0; ERISA fiduciary legislative proposals; Trump Accounts in Public Law 119-21.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JESSICA BARKER | — |
| KENNETH E BENTSEN | — |
| LISA BLEIER | — |
| KEVIN CARSON | — |
| BRADLEY GASKINS EDGELL | — |
| LINDSEY WEBER KELJO | — |
| PETER MATHESON | — |
| KEVIN RUANE New | Attorney-Advisor in the Office of the Chief Counsel at the Federal Aviation Administration, AGC-100 (Employment Law Division). |
| COURTNEY RYAN | — |
| LUCAS WEST | — |
| JOSHUA WILSUSEN | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.