3rd Quarter - Report

THE CHARLES SCHWAB CORPORATION for CHARLES SCHWAB CORPORATION

Firm
Client
Income
—
Expenses
$540,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Legislative proposals related to electronic delivery, including H.R. 2441 and S. 1877, the Improving Disclosure for Investors Act. Issues related to tokenized securities, microcap securities fraud, and broker-dealer liquidity. Issues related to financial institutions and the custody of digital assets. H.R. 3633, the Digital Asset Market Clarity Act and related Senate proposals. Rule 611, the Order Protection Rule, of Regulation NMS (National Market System).

LobbyistCovered position, as disclosed
SCOTT ECKEL —
PETER S. ROBERSON —
MICHAEL TOWNSEND —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE

Bills named: H.R. 3633 (119th), S. 1877 (119th), H.R. 2441 (119th)

Banking BAN

Proposals to reform the Supplemental Leverage Ratio (SLR) for large banks. Issues related to federal deposit insurance reform.

LobbyistCovered position, as disclosed
SCOTT ECKEL —
PETER S. ROBERSON —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.