1st Quarter - Report

MANAGED FUNDS ASSOCIATION for MANAGED FUNDS ASSOCIATION

Firm
Client
Income
—
Expenses
$1,030,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Bankruptcy BNK

Bankruptcy Reform Legislation

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER —
LOUIS A COSTANTINO —
ROGER M HOLLINGSWORTH —
DAVID M LANDERS —
SARAH MORGAN —

Contacted: Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of

Agriculture AGR

Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Commodities and derivatives regulatory reform in non-U.S. jurisdictions. Commodity Exchange Act Reauthorization issues, including: -Protection of Customer Collateral -Oversight of Commodity Pool Operators -Protections for Sensitive and Proprietary Data -Position Limits -International Coordination -CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER —
LOUIS A COSTANTINO —
ROGER M HOLLINGSWORTH —
DAVID M LANDERS —
SARAH MORGAN —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES

Financial Institutions/Investments/Securities FIN

Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Capital Formation Legislation. Self Regulatory Organization Governance.

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER —
LOUIS A COSTANTINO —
ROGER M HOLLINGSWORTH —
DAVID M LANDERS —
SARAH MORGAN —

Contacted: SENATE; Securities & Exchange Commission (SEC); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES

Taxation/Internal Revenue Code TAX

Carried Interest/Enterprise Value Regulation of passive investment in U.S. securities and other assets by non-U.S. investors. Tax reform in non-U.S. jurisdictions. Pending legislation on international tax reform. Management and Control Unrelated Business Income Tax (UBIT) Legislative oversight of implementation of rules under 871(m) of the Tax Code. S.Con.Res.11 - Establishes the congressional budget for the federal government for FY2016 and sets forth budgetary levels for FY2017-FY2025 H.Con.Res.27 - Establishing the budget for the United States Government for fiscal year 2016 and setting forth appropriate budgetary levels for fiscal years 2017 through 2025

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER —
LOUIS A COSTANTINO —
ROGER M HOLLINGSWORTH —
DAVID M LANDERS —
SARAH MORGAN —

Contacted: Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC)

Bills named: H.Con.Res. 27 (114th), S.Con.Res. 11 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.